Dirk E. Wetherhold
Professional summary
Dirk E Wetherhold, who also goes by Dirk E Wetherhold, Dirk Elkins Wetherhold, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Dirk is registered as a RR (Registered Representative) and started their career in finance in 1979. Dirk has worked at 14 firms and has passed the Series 63, Series 22TO, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dirk E Wetherhold's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901January 20, 2015 - October 26, 2020
P.J. ROBB VARIABLE, LLC
October 20, 2009 - December 19, 2014
KESTRA INVESTMENT SERVICES, LLC
January 25, 2005 - August 5, 2009
THE LEADERS GROUP, INC.
November 12, 2003 - August 31, 2004
THE LEADERS GROUP, INC.
October 1, 2000 - October 6, 2003
WELLS FARGO CLEARING SERVICES, LLC
June 30, 1999 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
January 23, 1998 - June 15, 1999
FSC SECURITIES CORPORATION
June 2, 1994 - January 27, 1998
OSAIC FS, INC.
August 20, 1993 - June 2, 1994
THE INVESTMENT CENTER, INC.
September 26, 1991 - August 26, 1993
LINCOLN INVESTMENT
February 6, 1985 - January 1, 1986
ALTERNATIVE INVESTMENT CORPORATION
July 12, 1982 - July 31, 1991
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 12, 1982 - July 31, 1991
EQUITABLE ADVISORS, LLC
July 23, 1979 - February 16, 1983
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
July 23, 1979 - February 16, 1983
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/13/2022)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 7/10/1979
Registered Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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