BG
Bennett A. Gagliano
KESTRA ADVISORY SERVICES
GRAND ISLAND, NY
Some features on this profile are disabled
CRD#: 868304
BG
Professional summary
Bennett Albert Gagliano is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Grand Island, New York and KESTRA INVESTMENT SERVICES, LLC located in Amherst, New York.
Bennett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Bennett has worked at 8 firms and has passed the Series 22TO, Series 6TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Bennett A Gagliano Investment Related: Yes Address: 270 Northpointe Parkway Suite 10 Amherst NY 14228 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: I am the individual described above. Start Date: 6/3/2021 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Financial Investment planning and strategy; sale of retirement plans and their design, individual counseling to retirement plan participants Business Name: Bennett A Gagliano Inc. Investment Related: Yes Address: 270 Northpointe Parkway Suite 10 Amherst NY 14228 Amherst NY 14228 Nature of Business: Insurance Position, Title or Relationship: President Start Date: 10/12/2001 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Running the company, design and sales and service of benefit plans sold to clients Business Name: G&C Pension Services LLC DBA T P S I Investment Related: No Address: 270 Northpointe Parkway Suite 10 Amherst NY 14228 Amherst NY 14228 Nature of Business: Other TPA Position, Title or Relationship: Managing Partner Start Date: 10/12/2001 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: Review of administrative work, sales, client relationship management, manage day-to-day affairs, Business Name: Payright Payroll Affiliates, Inc. Investment Related: No Address: 127 Washington Ave. West Wing North Haven CT 06473 Nature of Business: Other Other/None of the Above Provides payroll services to business entities Position, Title or Relationship: Vice President Start Date: 2/9/2006 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I do not perform any duties for this entity Business Name: TPS - DV LLC Investment Related: No Address: 1270 Washington Ave. West Wing North Haven CT 06473 Nature of Business: Other TPA Position, Title or Relationship: General Partner Start Date: 4/1/2007 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Administrative and Executive Business Name: TPS GROUP MIDWEST LLC POSITION: Member/Owner NATURE: A Third Party Administrator of Retirement Plans INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 15 START DATE: 06/15/2023 ADDRESS: 531 Kenwell Drive, Newark OH 43055 DESCRIPTION: assisting the Partner in charge of the office in design issues. Handling the assignment of the administrative duties to Pension Administrators in our office. Potentially working with clients and their advisors in answering questions or design, administration and compliance. Business Name: 616 NORTH FRENCH ROAD LLC POSITION: President NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 05/15/2024 ADDRESS: 616 North French Road, Amherst NY 14228, United States DESCRIPTION: Collecting the rent from G&C and the one tenant, Northeastern Commercial Appraisal and paying the bills of the entity. Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/02/2021 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR
CRS (Client Relationship Summary) - RIA
Click below to view Bennett Albert Gagliano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2021 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 616 North French Road, Amherst, NY 14228RIA
CRD#: 283330
GRAND ISLAND, NY
Current
June 2, 2021 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 616 North French Road, Amherst, NY 14228BD
CRD#: 42046
Amherst, NY
Past
May 4, 2021 - June 3, 2021
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
AMHERST, NY
Past
October 25, 2001 - June 3, 2021
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
AMHERST, NY
Past
January 8, 1998 - December 12, 2001
TRG FINANCIAL, INC.
BD
CRD#: 43870
LAKEWOOD RANCH, FL
Past
September 9, 1996 - December 31, 1997
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
SYRACUSE, NY
Past
June 12, 1995 - September 17, 1996
SUMMIT FINANCIAL SECURITIES, INC.
BD
CRD#: 16359
AMHERST, NY
Past
March 24, 1986 - March 30, 1995
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
December 17, 1980 - May 31, 1985
VP DISTRIBUTORS LLC
BD
CRD#: 3036
Past
July 2, 1979 - February 26, 1981
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(7/16/2021)
RR
Florida(6/2/2021)
RR
Massachusetts(8/4/2021)
RR
New York(6/2/2021)
IAR
New York(6/2/2021)
Exams
General Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 6/21/1979
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
