Michael A. Biedny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Alan Biedny was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1979. Michael had worked at 7 firms and has passed the Series 63, SIE, Series 15, Series 5, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 2017 - December 26, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 26, 2005 - December 26, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 21, 2000 - June 1, 2005
MORGAN STANLEY DW INC.
June 21, 1993 - September 26, 2000
A. G. EDWARDS & SONS, INC.
May 30, 1986 - June 11, 1993
A. G. EDWARDS & SONS, INC.
October 7, 1980 - June 2, 1986
THOMSON MCKINNON SECURITIES INC.
October 19, 1979 - October 22, 1980
FITTIN, CUNNINGHAM & LAUZON, INC.
June 22, 1979 - November 15, 1979
FIRST JERSEY SECURITIES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 5/31/1984
Foreign Currency Options ExaminationSeries 5
Date: 4/7/1982
Interest Rate Options ExaminationSeries 8
Date: 7/29/1982
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
