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NH

Nancy J. Hament

MARCO POLO SECURITIES
NEW YORK, NY 10020
Some features on this profile are disabled
CRD#: 867847
NH

Professional summary

Nancy Jane Hament is a registered financial professional currently at MARCO POLO SECURITIES INC. located in New York, New York.

Nancy is registered as a RR (Registered Representative) and started their career in finance in 1979. Nancy has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nancy Jane Hament's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 13, 2024 - Present

MARCO POLO SECURITIES INC.

Office #1: 1230 Avenue Of Am 16th Floor, New York, NY 10020
BD
CRD#: 46561
NEW YORK, NY
Past

September 24, 2018 - February 29, 2024

C2M SECURITIES, LLC

BD
CRD#: 38924
RICHMOND, VA
Past

May 10, 2013 - August 17, 2018

ICAPITAL MARKETS LLC

BD
CRD#: 118219
NEW YORK, NY
Past

February 15, 2011 - January 11, 2013

MCS CAPITAL MARKETS LLC

BD
CRD#: 151337
NEW YORK, NY
Past

June 29, 1995 - May 1, 2006

CRT CAPITAL GROUP LLC

BD
CRD#: 28830
STAMFORD, CT
Past

July 25, 1987 - September 26, 1994

LEHMAN GOVERNMENT SECURITIES INC.

BD
CRD#: 19655
Past

June 26, 1984 - September 26, 1994

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

June 12, 1980 - July 18, 1994

LEHMAN SPECIAL SECURITIES INC.

BD
CRD#: 7242
Past

June 22, 1979 - June 27, 1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

BD
CRD#: 7555

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(11/18/2024)
RR
Alaska
(11/15/2024)
RR
Arizona
(11/27/2024)
RR
California
(8/13/2024)
RR
Connecticut
(11/18/2024)
RR
Delaware
(12/16/2024)
RR
District of Columbia
(10/24/2024)
RR
Indiana
(11/22/2024)
RR
Iowa
(8/20/2024)
RR
Louisiana
(12/6/2024)
RR
Maine
(8/13/2024)
RR
Maryland
(5/5/2025)
RR
Michigan
(1/14/2025)
RR
Montana
(6/30/2025)
RR
New Jersey
(1/24/2025)
RR
New York
(11/15/2024)
RR
North Carolina
(11/26/2024)
RR
Ohio
(8/13/2024)
RR
Pennsylvania
(11/27/2024)
RR
Rhode Island
(12/11/2024)
RR
Tennessee
(11/15/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 2/18/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/16/1979
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

MP
MARCO POLO SECURITIES INC.
DEVINE SECURITIES INC. | MARCO POLO SECURITIES INC.

CRD#: 46561 / SEC#: , 8-51480

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1230 Avenue Of Am 16th Floor, New York, NY 10020
Mailing Address
1230 Avenue Am 16th Floor, New York, NY 10020
Phone number
(347) 773-4959
Established
New York since 10/26/1998
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MARCO POLO EXCHANGE LLCOWNER
CARLSON, STEVEN JACKCHAIRMAN & PRESIDENT, MANAGER OF CORP FIN, AND DIRECTOR2026011
EBERSTADT, OLIVER ROBERTCCO1808170
MACK, ALEXANDER HERBERTFINOP4805607

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MARCO POLO SECURITIES INC.

CRD#: 46561New York, NY 10020

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