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Find, Compare and Monitor Financial Advisors at MARCO POLO SECURITIES INC.

CRD#: 46561
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

MARCO POLO SECURITIES INC. is located at 1230 Avenue Of Am 16th Floor, New York, NY 10020 and was first established at New York, New York in 10/26/1998. After operating for 27 years, MARCO POLO SECURITIES INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of MARCO POLO SECURITIES INC.’s clients are individuals and 0% of their clients are high net worth individuals. MARCO POLO SECURITIES INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at MARCO POLO SECURITIES INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access MARCO POLO SECURITIES INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at MARCO POLO SECURITIES INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for MARCO POLO SECURITIES INC. Comes From

Understanding the Statistics for MARCO POLO SECURITIES INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1230 Avenue Of Am 16th Floor, New York, NY 10020
Mailing Address
1230 Avenue Am 16th Floor, New York, NY 10020
Firm Size
Small
Phone Number
(347) 773-4959
Established
New York since 10/26/1998
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
MARCO POLO EXCHANGE LLCOWNER
CARLSON, STEVEN JACKCHAIRMAN & PRESIDENT, MANAGER OF CORP FIN, AND DIRECTOR2026011
EBERSTADT, OLIVER ROBERTCCO1808170
MACK, ALEXANDER HERBERTFINOP4805607

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Advisor's working at MARCO POLO SECURITIES INC.

JM

James Anthony Manfredonia

IAR
RR
CRD#: 1172628
Location:
New York, NY
Company:
FIG TREE FINANCIALS LLC
Disclosures:
Experience:
42 years
View Profile
TJ

Theodore Peter Janulis

Ted Janulis
RR
CRD#: 1431393
Location:
New York, NY 10020
Company:
MARCO POLO SECURITIES INC.
Disclosures:
Experience:
40 years
View Profile
OE

Oliver Robert Eberstadt

RR
CRD#: 1808170
Location:
Water Mill, NY 11976
Company:
IVP CAPITAL, LLC
Disclosures:
Experience:
24 years
View Profile
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