Lynn Schreiber Kaplan
AIF®, CFP®Professional Summary
Lynn Schreiber Kaplan, AIF®, CFP®, who also goes by Lynn Beth Kaplan, Lynn Schreber Kaplan, Lynn Beth Schreiber, is a registered financial advisor currently at CAPITAL ANALYSTS located in Needham, Massachusetts and LINCOLN INVESTMENT located in Needham, Massachusetts. Lynn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Lynn has worked at 7 firms and has passed the Series 63, Series 6TO, SIE, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lynn Beth Kaplan, Lynn Schreber Kaplan, Lynn Beth Schreiber
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
47 years in the financial services industry
Current & Past Employments
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Current Firm
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
Contact Information
Main Address
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232Phone Number
(800) 242-1421# of Employees
679SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
23,420AUM (Assets Under Management)
$8,769,033,123Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/22/2025 | Cover Page | Report |
| 08/28/2024 | Cover Page | Report |
| 09/27/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS
State Registrations and Notice Filings
(1/10/2020)
(8/5/2025)
(8/2/2010)
(1/3/2019)
(8/2/2010)
(1/3/2019)
(8/2/2010)
(9/15/2015)
(8/2/2010)
(8/2/2010)
(3/9/2011)
(1/2/2024)
(8/2/2010)
(8/2/2010)
(1/3/2019)
(8/2/2010)
(1/3/2019)
(8/5/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Jan 2023About the Series 6TO examSeries 1 — Registered Representative Examination
Passed Jun 1979Series 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Oct 1994About the Series 26 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Lynn Schreiber Kaplan's CRS (Customer Relationship Summary).
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