Robert Laurie Dreizler | Financial Professional

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Laurie Dreizler was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1981. Robert had worked at 11 firms and has passed the Series 65, Series 63, Series 6TO, Series 22TO, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 80 HR/MO TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2) ROBERT DREIZLER, 2012 H ST, #200, SACRAMENTO, CA, 01/1975, TAX PREPARATION, INV REL, 80 HR/MO, 60 HR/MO TRADING. 3) ROBERT DREIZLER, 2012 H ST, #200, SACRAMENTO, CA, 01/2003. SOLE PROPRIETOR, ART/PHOTO SALES, NIR, 10 HR/MO, 0 HR/MO TRADING. 4) BOB DREIZLER, CHFC, 2012 H ST, #200, SACRAMENTO, CA, 05/2024, OWNER, DBA, INV REL, 0 HR/MO, 0 HR/MO TRADING.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 10, 2016 - December 31, 2024

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Sacramento, CA

Past

June 10, 2016 - December 31, 2024

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

Sacramento, CA

Past

July 2, 2007 - July 22, 2016

PROTECTED INVESTORS OF AMERICA

RIA

CRD#: 6082

SACRAMENTO, CA

Past

May 17, 2002 - June 29, 2007

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

RIA

CRD#: 109036

SACRAMENTO, CA

Past

January 2, 2002 - July 22, 2016

PROTECTED INVESTORS OF AMERICA

BD

CRD#: 6082

SACRAMENTO, CA

Past

July 2, 2001 - December 31, 2001

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

FAIRFIELD, IA

Past

November 3, 1992 - June 28, 2001

WALNUT STREET SECURITIES, INC.

BD

CRD#: 15840

EL SEGUNDO, CA

Past

March 23, 1990 - November 3, 1992

OPPENHEIMER & CO. INC.

BD

CRD#: 249

NEW YORK, NY

Past

February 1, 1986 - March 23, 1990

B.C. CHRISTOPHER SECURITIES CO.

BD

CRD#: 60

KANSAS CITY, MO

Past

August 27, 1984 - February 8, 1986

WOODBURY FINANCIAL SERVICES, INC.

BD

CRD#: 421

Past

November 16, 1983 - March 27, 1984

CETERA WEALTH SERVICES, LLC

BD

CRD#: 13572

Past

March 2, 1983 - August 20, 1984

HARDING/HALL, INC.

BD

CRD#: 12959

Past

December 22, 1981 - October 27, 1982

SOUTHMARK FINANCIAL SERVICES, INC.

BD

CRD#: 6518

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/17/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

Series 63

Date: 8/13/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

Series 6TO

Date: 1/2/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

RR

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 8/16/1994

General Securities Representative Examination

General Industry/Product Exam

RR

Series 1

Date: 6/5/1979

Registered Representative Examination

Principal/Supervisory Exam

RR

Series 24

Date: 10/4/1994

General Securities Principal Examination

Current Firm

CI

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CRD#: 134139 / SEC#: 801-63930

RIA

Registered Investment Advisory firm - (2/3/2005 Approved)

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Contact information

Main Address

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757

Mailing Address

Phone number

(641) 472-5100

Established

Firm type

Fiscal year end

# of Employees

3,361

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CIRA ADV 2A (9/8/2025)

WEALTHPORT WRAP BROCHURE (9/8/2025)

Regulatory assets under management

Total Number of Accounts	438,414
AUM (Assets Under Management)	$ 102,413,096,032

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/09/2024	Cover Page	Report
04/29/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert L. Dreizler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH, INC.

PROTECTED INVESTORS OF AMERICA

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

PROTECTED INVESTORS OF AMERICA

CAMBRIDGE INVESTMENT RESEARCH, INC.

WALNUT STREET SECURITIES, INC.

OPPENHEIMER & CO. INC.

B.C. CHRISTOPHER SECURITIES CO.

WOODBURY FINANCIAL SERVICES, INC.

CETERA WEALTH SERVICES, LLC

HARDING/HALL, INC.

SOUTHMARK FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/17/1994

Series 63

Date: 8/13/1987

Series 6TO

Date: 1/2/2023

Series 22TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 8/16/1994

Series 1

Date: 6/5/1979

Series 24

Date: 10/4/1994

Current Firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

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