John F. Santry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Santry, who also goes by Jack Santry, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 1999 - December 1, 2025
COURT PLACE ADVISORS LLC
January 3, 1995 - November 3, 1998
SECURITIES AMERICA, INC.
November 5, 1993 - January 16, 1995
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
COURT PLACE ADVISORS LLC
CRD#: 108545 / SEC#: 801-57317
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COURT PLACE ADVISORS LLC
CRD#: 108545 / SEC#: 801-57317
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 284 |
| AUM (Assets Under Management) | $ 375,882,522 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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