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Michael W. Brown

PATRIOT INVESTMENT MANAGEMENT GROUP
Crossville, TN
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CRD#: 866495
MB

Professional summary


Michael Wesley Brown, who also goes by Michael W Brown, Mike Brown, is a registered financial advisor currently at PATRIOT INVESTMENT MANAGEMENT GROUP INC located in Crossville, Tennessee.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Michael has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 32, Series 24 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Michael W Brown | Mike Brown

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Wesley Brown's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 29, 2021 - Present

PATRIOT INVESTMENT MANAGEMENT GROUP INC

RIA
CRD#: 112155
Crossville, TN
Past

May 4, 2015 - September 24, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
CROSSVILLE, TN
Past

May 4, 2015 - September 24, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
CROSSVILLE, TN
Past

November 20, 2007 - May 12, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
FAIRFIELD GLADE, TN
Past

November 20, 2007 - May 12, 2015

LPL FINANCIAL LLC

BD
CRD#: 6413
FAIRFIELD GLADE, TN
Past

March 5, 2004 - November 21, 2007

FIRST HORIZON ADVISORS, INC.

RIA
CRD#: 17117
FAIRFIELD GLADE, TN
Past

March 5, 2004 - November 21, 2007

FIRST HORIZON ADVISORS, INC.

BD
CRD#: 17117
FAIRFIELD GLADE, TN
Past

November 1, 1998 - March 18, 2004

LPL FINANCIAL LLC

RIA
CRD#: 6413
WESTLAKE VILLAGE, CA
Past

March 9, 1992 - March 18, 2004

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

July 27, 1989 - October 31, 1994

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

April 28, 1989 - August 8, 1990

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC
Past

June 4, 1986 - May 11, 1989

BATEMAN EICHLER, HILL RICHARDS, INCORPORATED

BD
CRD#: 76
Past

January 16, 1981 - June 12, 1986

THOMSON MCKINNON SECURITIES INC.

BD
CRD#: 829
Past

May 24, 1979 - March 23, 1981

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PATRIOT INVESTMENT MANAGEMENT GROUP INC
PATRIOT INVESTMENT MANAGEMENT GROUP INC
PATRIOT INVESTMENT MANAGEMENT GROUP INC

CRD#: 112155 / SEC#: 801-55500

RIA
Registered Investment Advisory firm - (5/20/1998 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(4/9/2025)

Exams


State Security Law Exam
IAR
Series 65
Date: 8/31/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 32
Date: 4/30/1979
Limited Futures Exam-Regulation
Principal/Supervisory Exam
RR
Series 24
Date: 11/10/1995
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 5/1/1984
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


PATRIOT INVESTMENT MANAGEMENT GROUP INC
PATRIOT INVESTMENT MANAGEMENT GROUP INC
PATRIOT INVESTMENT MANAGEMENT GROUP INC

CRD#: 112155 / SEC#: 801-55500

RIA
Registered Investment Advisory firm - (5/20/1998 Approved)
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Contact information


Main Address
9721 Cogdill Road Suite 101, Knoxville, TN 37932
Mailing Address
Phone number
(865) 777-2479
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (23 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PATRIOT INVESTMENT MANAGEMENT GROUP INC ADV BROCHURE (2/24/2025)

Regulatory assets under management


Total Number of Accounts4,182
AUM (Assets Under Management)$ 1,686,856,719

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PATRIOT INVESTMENT MANAGEMENT GROUP INC

PATRIOT INVESTMENT MANAGEMENT GROUP INC

CRD#: 112155Crossville, TN

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