Clayton E. Bidwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clayton Eugene Bidwell was a registered financial professional .
Clayton is a previously registered financial professional and started their career in finance in 1979. Clayton had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 5, Series 7 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2008 - December 31, 2010
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
July 5, 2002 - October 21, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 4, 1990 - July 25, 2002
WELLS FARGO CLEARING SERVICES, LLC
April 24, 1989 - September 4, 1990
BOETTCHER & COMPANY, INC.
July 27, 1985 - May 1, 1989
YOUNG, SMITH & PEACOCK, INC.
February 2, 1984 - November 28, 1984
A. G. EDWARDS & SONS, INC.
April 13, 1983 - February 17, 1984
THE VARIABLE ANNUITY MARKETING COMPANY
August 23, 1981 - December 7, 1982
DREXEL BURNHAM LAMBERT INCORPORATED
January 31, 1980 - August 20, 1981
UBS FINANCIAL SERVICES INC.
May 24, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 12/12/1981
Interest Rate Options ExaminationCurrent Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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