Charles S. Cunningham
Professional summary
Charles Stanly Cunningham, who also goes by Stan Cunningham, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Wilmington, North Carolina and KESTRA INVESTMENT SERVICES, LLC located in Raleigh, North Carolina.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Charles has worked at 6 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Stanly Cunningham's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 1, 2022 - Present
KESTRA ADVISORY SERVICES, LLC
Office #2: 112 N Person St, Raleigh, NC 27601February 1, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 112 N Person St, Raleigh, NC 27601January 27, 2006 - February 4, 2022
LPL FINANCIAL LLC
January 27, 2006 - February 4, 2022
LPL FINANCIAL LLC
June 1, 2005 - February 2, 2006
EQUITABLE ADVISORS, LLC
May 22, 1979 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
May 22, 1979 - June 1, 2005
MONY SECURITIES CORPORATION
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/15/2022)
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Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 1
Date: 5/15/1979
Registered Representative ExaminationFINRA
Current Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
