Joseph J. Campagna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph James Campagna JR, who also goes by Joe Campagna Jr, Joe Campagna, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1969. Joseph had worked at 18 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2009 - December 31, 2016
GROVE POINT INVESTMENTS, LLC
December 2, 2009 - June 5, 2019
ANNEX WEALTH MANAGEMENT, LLC
August 9, 1996 - December 11, 2009
SII INVESTMENTS, INC.
January 15, 1996 - August 30, 1996
AMERICAN UNITED LIFE INSURANCE COMPANY
December 7, 1994 - August 7, 1996
FFP SECURITIES, INC.
February 17, 1994 - December 7, 1994
WALNUT STREET SECURITIES, INC.
March 31, 1993 - February 17, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
March 31, 1993 - February 17, 1994
SIGNATOR INVESTORS, INC.
January 29, 1986 - April 1, 1991
AMERIPRISE ADVISOR SERVICES, INC.
May 16, 1985 - November 26, 1985
PRINCIPAL SECURITIES, INC.
April 16, 1984 - May 4, 1984
NATIONAL SELECTED SECURITIES CORP.
December 4, 1981 - April 2, 1984
ROBERT W. BAIRD & CO. INCORPORATED
April 11, 1981 - February 9, 1982
MORGAN STANLEY DW INC.
December 4, 1980 - December 31, 1987
CONSECO FINANCIAL SERVICES, INC.
May 22, 1979 - July 16, 1980
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
May 22, 1979 - July 16, 1980
MONY SECURITIES CORPORATION
March 22, 1972 - July 24, 1974
MARSH & MCLENNAN SECURITIES CORPORATION
June 3, 1969 - December 11, 1971
ALLMERICA FINANCIAL LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/15/1979
Registered Representative ExaminationCurrent Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
