EM
Edwin L. Marston
LIFEMARK SECURITIES
Belfast, ME
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CRD#: 866155
EM
Professional summary
Edwin Lindsay Marston JR, who also goes by Duke Marston, Edwin Lindsay Marston, is a registered financial advisor currently at LIFEMARK SECURITIES CORP. located in Belfast, Maine.
Edwin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Edwin has worked at 6 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Duke Marston | Edwin Lindsay Marston
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Martston Financial Services dba independent insurance agent/ Investment related/85 Church Street, Belfast, ME 04915/sales & service of life, health & annuities/Started 10/1982/40 hours per month. 2. Prepare tax returns for individuals/Not investment related/85 Church Street, Belfast, ME 04915/10-20 hours in feb and march/2/2024 3.Rotary Club/Not investment related/PO Box 74, Belfast, ME 04915/7/2005/Civic Community Organization/10 hours per month/assist Finance Committee, Harbor Fest Committee, Golf Tourney Committee.
CRS (Client Relationship Summary) - RIA
Click below to view Edwin Lindsay Marston JR's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Edwin Lindsay Marston JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2018 - Present
LIFEMARK SECURITIES CORP.
RIA
BD
CRD#: 16204
Belfast, ME
Current
November 1, 2018 - Present
LIFEMARK SECURITIES CORP.
RIA
BD
CRD#: 16204
Belfast, ME
Past
September 2, 2015 - November 8, 2018
FORESTERS EQUITY SERVICES, INC.
RIA
CRD#: 18464
BELFAST, ME
Past
October 8, 2013 - November 8, 2018
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Past
October 14, 2008 - October 7, 2013
NEW ENGLAND SECURITIES
RIA
CRD#: 615
BELFAST, ME
Past
October 16, 2000 - October 10, 2008
NEW ENGLAND SECURITIES
RIA
CRD#: 615
BELFAST, ME
Past
May 2, 1990 - October 7, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
BELFAST, ME
Past
March 7, 1988 - August 20, 1990
GREEN HILL FINANCIAL SERVICE CORPORATION
BD
CRD#: 4882
Past
June 13, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
BD
CRD#: 10293
Past
June 13, 1986 - July 6, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
April 25, 1979 - March 22, 1988
NEW ENGLAND SECURITIES
BD
CRD#: 615
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/1/2018)
RR
Florida(11/20/2023)
RR
Maine(11/1/2018)
IAR
Maine(11/1/2018)
RR
Massachusetts(2/12/2025)
RR
Oregon(11/1/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 4/21/1979
Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
