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LR

Legrand S. Redfield

ASSET MANAGEMENT GROUP
STAMFORD, CT 06902
Some features on this profile are disabled
CRD#: 865752
LR

Professional summary

Legrand Snowden Redfield JR, CFP®, ChFC®, CLU®, who also goes by Lee S Redfield Jr, Legrand Snowden Redfield, is a registered financial advisor currently at ASSET MANAGEMENT GROUP, INC. located in Stamford, Connecticut and TLG ADVISORS, INC. located in Stamford, Connecticut.

Legrand is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Legrand has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lee S Redfield Jr | Legrand Snowden Redfield

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) ASSET MANAGEMENT GROUP, INC. - 4/1/1983 - 60 Long Ridge Road, Stamford, Ct 06902 - President/Ceo, financial planning, investment advisory firm, Invt Rel, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS, INC. - 9/21/2016 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Legrand Snowden Redfield JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2011

ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Current

February 5, 1992 - Present

ASSET MANAGEMENT GROUP, INC.

Office #1: 60 Long Ridge Road Suite 305, Stamford, CT 06902
RIA
CRD#: 110116
STAMFORD, CT
Current

October 3, 2016 - Present

TLG ADVISORS, INC.

Office #1: 60 Long Ridge Road, Suite 305, Stamford, CT 06902
RIA
CRD#: 111052
Stamford, CT
Current

September 3, 2013 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901
BD
CRD#: 37157
Summit, NJ
Past

March 1, 2013 - September 3, 2013

LEIGH BALDWIN & CO., LLC

BD
CRD#: 38751
STAMFORD, CT
Past

May 19, 2004 - December 31, 2012

SIGNATOR FINANCIAL SERVICES, INC.

BD
CRD#: 19061
STAMFORD, CT
Past

March 21, 1994 - May 17, 2004

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

October 20, 1980 - May 24, 1994

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

May 7, 1979 - May 24, 1994

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP

CRD#: 111052 / SEC#: 801-60458

RIA
Registered Investment Advisory firm - (8/6/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/3/2013)
RR
Colorado
(9/3/2013)
IAR
Connecticut
(2/5/1992)
RR
Connecticut
(9/3/2013)
RR
Florida
(9/3/2013)
RR
Illinois
(9/3/2013)
RR
Maryland
(9/3/2013)
RR
Massachusetts
(9/3/2013)
RR
Michigan
(9/3/2013)
RR
New Hampshire
(1/5/2021)
RR
New Jersey
(9/3/2013)
RR
New York
(9/3/2013)
RR
North Carolina
(9/4/2013)
RR
Ohio
(9/3/2013)
RR
Pennsylvania
(9/3/2013)
RR
Rhode Island
(12/9/2020)
RR
South Carolina
(9/3/2013)
IAR
Texas
(6/28/2002)
RR
Texas
(9/3/2013)
IAR
Virginia
(3/4/1996)
RR
Virginia
(9/3/2013)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/24/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/5/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/15/1986
General Securities Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 4/27/1979
Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TA
TLG ADVISORS, INC.
ABUNDANT WEALTH MANAGEMENT | XCEPTION ADVISORY GROUP | WILLIAM STAPLES INS & FINANCIAL SVCS INC | WEALTH STRATEGIES GROUP | WEALTH ADVANTAGE GROUP | TLG ADVISORS, INC. | THE WADSWORTH GROUP | STRATEGIC PLANNING GROUP PLLC | STARLIGHT PORTFOLIOS | SENIOR FINANCIAL PLANNING LLC | RIVERTREE FINANCIAL PLANNING LLC | RESOURCE INSURANCE & FINANCIAL GROUP | RAABE & ASSOCIATES | PASSERELLE ADVISORS | PACIFIC PEAK ADVISORS | PACIFIC CAPITAL STRATEGIES, INC. | MILESTONE FINANCIAL SOLUTIONS | MACK FINANCIAL GROUP, INC | INSLEY INVESTMENT GROUP LLC | INSLEY INVESTMENT GROUP | HN WEALTH MANAGEMENT | HANSON WEALTH MANAGEMENT | GIDEON STRATEGIC PARTNERS, | GERRARD ADVISORS LLC | GARLIKOV ADVISORS INC | CLARITY FINANCIAL | CANTILEVER WEALTH MANAGEMENT LLC | ASSET MANAGEMENT GROUP

CRD#: 111052 / SEC#: 801-60458

RIA
Registered Investment Advisory firm - (8/6/2001 Approved)
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Contact information

Main Address
475 Springfield Ave, Summit, NJ 07901
Mailing Address
Phone number
(888) 371-0013
Established
Firm type
Fiscal year end
# of Employees
280

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TLG ADVISORS FORM ADV BROCHURE 2025 (3/30/2025)

Regulatory assets under management

Total Number of Accounts6,331
AUM (Assets Under Management)$ 1,948,103,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TLG ADVISORS, INC.

CRD#: 111052Stamford, CT 06902

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