Edward L. Skalamera
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Louis Skalamera was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1979. Edward had worked at 13 firms and has passed the Series 65, Series 63, Series 5, Series 7, Series 8, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 18, 2008 - July 18, 2013
WELLS FARGO CLEARING SERVICES, LLC
March 28, 2008 - July 18, 2013
WELLS FARGO CLEARING SERVICES, LLC
January 14, 2000 - April 7, 2008
CITIGROUP GLOBAL MARKETS INC.
June 21, 1999 - November 16, 1999
SECU BROKERAGE SERVICES
February 20, 1996 - November 21, 1997
PFS INVESTMENTS INC.
June 21, 1993 - February 9, 1994
MARKETING ONE SECURITIES, INC.
December 21, 1992 - June 29, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
December 21, 1992 - June 29, 1993
OSAIC FA, INC.
September 2, 1992 - November 16, 1992
PFS INVESTMENTS INC.
June 23, 1986 - March 28, 1991
UBS FINANCIAL SERVICES INC.
May 21, 1985 - April 4, 1986
BUTCHER & SINGER INC.
January 16, 1984 - May 14, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 7, 1983 - February 19, 1984
PRUDENTIAL EQUITY GROUP, LLC
September 17, 1979 - October 19, 1983
LEHMAN BROTHERS INC.
May 1, 1979 - September 17, 1979
LOEB PARTNERS
Primary Firm SEC Registration
WELLS FARGO CLEARING SERVICES, LLC
CRD#: 19616 / SEC#: 801-37967, 8-37180
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationSeries 8
Date: 4/1/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WELLS FARGO CLEARING SERVICES, LLC
CRD#: 19616 / SEC#: 801-37967, 8-37180
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WACHOVIA SECURITIES FINANCIAL HOLDINGS, LLC | SOLE MEMBER | |
| CRONK, DARRELL | HEAD OF INVESTMENT SOLUTIONS / WIM CHIEF INVESTMENT OFFICER / BOARD OF MANAGERS / CONTROL PRINCIPAL | 2498892 |
| GINDI, SOL | PRESIDENT / HEAD OF WIM DISTRIBUTION / BOARD OF MANAGERS / CONTROL PRINCIPAL | 4903526 |
| KARANIK, ERIK ANTHONY | BOARD OF MANAGERS | 2260890 |
| LACEY, PAUL | PRINCIPAL OPERATIONS OFFICER / CONTROL PRINCIPAL | 5616656 |
| PATEL, RAKESH | CHIEF FINANCIAL OFFICER / BOARD OF MANAGERS | 5385585 |
| SAUNDERS, DAVID WARD | DESIGNATED STATE PRINCIPAL | 2448617 |
| SOMESHWAR, PRASANNA | HEAD OF BANKING, LENDING & TRUST / CONTROL PRINCIPAL | 7491790 |
| SOMMERS, BARRY | CHIEF EXECUTIVE OFFICER / BOARD OF MANAGERS | 2301454 |
| TSAMADIAS, CHRISTOS G | CHIEF COMPLIANCE OFFICER | 5433568 |
Regulatory assets under management
| Total Number of Accounts | 1,327,695 |
| AUM (Assets Under Management) | $ 606,037,831,365 |
Disclosures
| Regulatory Event | 182 |
| Civil Event | 2 |
| Arbitration | 303 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 12/11/2023 | ||
| 02/17/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
