Robert E. Nixon

CAPITAL CONSULTING & ASSET MANAGEMENT

LINCOLN, NE 68508

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CRD#: 865645

Professional summary

Robert Eugene Nixon, CFP®, who also goes by Rob Nixon, is a registered financial advisor currently at CAPITAL CONSULTING & ASSET MANAGEMENT located in Lincoln, Nebraska and GENEOS WEALTH MANAGEMENT, INC. located in Lincoln, Nebraska.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1979. Robert has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rob Nixon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) DBA:CAPITAL CONSULTING & ASSET MANAGEMENT, INC. BUSINESS LOCATED AT BRANCH LOCATION - RIA ADVISORY SERVICES. 2) INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED BUSINESS. 3) NOTARY PUBLIC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Eugene Nixon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Current

January 10, 2000 - Present

CAPITAL CONSULTING & ASSET MANAGEMENT

Office #1: 140 N. 8th Street Suite 410, Lincoln, NE 68508

RIA

CRD#: 41438

LINCOLN, NE

Current

April 3, 2009 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 140 N 8th St Suite #410, Lincoln, NE 68508

RIA

CRD#: 120894

Lincoln, NE

Past

August 27, 2021 - August 30, 2021

GENEOS WEALTH MANAGEMENT, INC.

RIA

CRD#: 120894

ENGLEWOOD, CO

Past

August 15, 1997 - April 14, 2009

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LINCOLN, NE

Past

April 7, 1994 - July 3, 1996

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

July 31, 1993 - February 16, 1994

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

September 29, 1982 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

May 1, 1979 - October 6, 1982

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL CONSULTING & ASSET MANAGEMENT

CAPITAL CONSULTING & ASSET MANAGEMENT | CHASE INVESTMENT CONSULTING, INC. | CAPITAL CONSULTING & ASSET MANAGEMENT, INC.

CRD#: 41438 / SEC#: 801-52357

RIA

Registered Investment Advisory firm - (7/3/1996 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(11/25/2013)

IAR

California
(3/24/2020)

California
(8/30/2021)

IAR

Minnesota
(11/4/2013)

Minnesota
(9/3/2024)

IAR

Nebraska
(2/18/2000)

Nebraska
(4/16/2009)

Oklahoma
(4/3/2009)

IAR

Texas
(2/8/2013)

IAR

Washington
(11/5/2013)

Washington
(11/11/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/12/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/23/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 10/18/1991

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/21/1979

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CAPITAL CONSULTING & ASSET MANAGEMENT

CAPITAL CONSULTING & ASSET MANAGEMENT | CHASE INVESTMENT CONSULTING, INC. | CAPITAL CONSULTING & ASSET MANAGEMENT, INC.

CRD#: 41438 / SEC#: 801-52357

RIA

Registered Investment Advisory firm - (7/3/1996 Approved)

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Contact information

Main Address

140 N. 8th Street 410 The Apothecary, Lincoln, NE 68508

Mailing Address

Phone number

(402) 477-2500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPITAL CONSULTING & ASSET MANAGEMENT (10/23/2025)

Regulatory assets under management

Total Number of Accounts	1,605
AUM (Assets Under Management)	$ 182,163,713

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert E. Nixon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Eugene Nixon's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENEOS WEALTH MANAGEMENT, INC.

GENEOS WEALTH MANAGEMENT, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CHASE INVESTMENT SERVICES CORP.

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

DAIN RAUSCHER INCORPORATED

Primary Firm SEC Registration

CAPITAL CONSULTING & ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 5/12/1992

Series 63

Date: 2/23/1982

SIE

Date: 10/1/2018

Series 3

Date: 10/18/1991

Series 7

Date: 4/21/1979

FINRA

Current Firm

CAPITAL CONSULTING & ASSET MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL CONSULTING & ASSET MANAGEMENT

TRUST BUT VERIFY

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