CB
Charles R. Barber
PARKLAND SECURITIES
Tupelo, MS 38801
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CRD#: 865573
CB
Professional summary
Charles Richard Barber SR, who also goes by Charles R Barber, Charles Richard Barber, Charlie Barber, is a registered financial professional currently at PARKLAND SECURITIES, LLC located in Tupelo, Mississippi.
Charles is registered as a RR (Registered Representative) and started their career in finance in 1979. Charles has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Charles R Barber | Charles Richard Barber | Charlie Barber
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. BARBER FINANCIAL SERVICE LLC: Co-owner, Tupelo, MS. SELL LIFE AND FIXED ANNUITIES THROUGH VARIOUS INSURANCE COMPANIES. 2. Board member - The Regional Rehabilitation Center, 615 Pegram Drive, Tupelo, MS. Mission is to restore and enhance the quality of life of North Mississippians, at no cost to the individual, with disabling conditions through rehabilitative services. Start date: 5/1/18, meets on a quarterly basis. Not investment related.
CRS (Client Relationship Summary) - BD
Click below to view Charles Richard Barber SR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2002 - Present
PARKLAND SECURITIES, LLC
Office #1: 113 Smith Street, Tupelo, MS 38801BD
CRD#: 115368
Tupelo, MS
Past
August 22, 2012 - December 31, 2022
SPC
RIA
CRD#: 110692
TUPELO, MS
Past
April 24, 2007 - December 31, 2010
SPC
RIA
CRD#: 110692
TUPELO, MS
Past
July 9, 1998 - February 9, 2002
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
May 22, 1997 - July 6, 1998
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
January 8, 1993 - May 21, 1997
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
January 8, 1993 - May 21, 1997
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
September 26, 1989 - November 19, 1992
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
March 2, 1988 - June 13, 1989
LAMARCO, INC.
BD
CRD#: 16919
Past
March 30, 1983 - September 7, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
October 20, 1982 - September 7, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
September 3, 1982 - November 24, 1982
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
May 1, 1979 - July 20, 1984
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BD
CRD#: 2873
Past
May 1, 1979 - July 20, 1984
MONY SECURITIES CORPORATION
BD
CRD#: 4386
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/23/2002)
RR
Arkansas(6/18/2025)
RR
Indiana(5/17/2024)
RR
Kentucky(5/17/2024)
RR
Michigan(1/24/2025)
RR
Mississippi(2/9/2002)
RR
Missouri(1/13/2025)
RR
New Hampshire(5/30/2019)
RR
Tennessee(5/12/2006)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 4/27/1979
Registered Representative ExaminationSRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
PS
PARKLAND SECURITIES, LLC
PARKLAND SECURITIES, LLC | SAMMONS SECURITIES COMPANY, LLC
CRD#: 115368 / SEC#: , 8-53482
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
300 Parkland Plaza, Ann Arbor, MI 48103
Mailing Address
300 Parkland Plaza, Ann Arbor, MI 48103
Phone number
(734) 663-1611
Established
Delaware since 07/26/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| CARL F. ELLISON, JR. GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| JEROME M. RYDELL GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020 | TRUST (OWNER OF NON-VOTING INTERESTS) | |
| BAUER, KRISTEN ANNE | TRUSTEE OF THE KRISTEN A. BAUER GIFT TRUST DATED 10/30/2020 | 2457506 |
| DUNBAR, THERESA LYNN | TRUSTEE OF THE THERESA L. DUNBAR GIFT TRUST DATED 10/30/2020 | 7346975 |
| ELLISON, CARL | TRUSTEE OF THE CARL F. ELLISON JR. GIFT TRUST DATED 10/30/2020 | 7342594 |
| MCCLELLAN, JOHN ALEXANDER | CHIEF RISK AND BUSINESS OFFICER | 4016479 |
| PHILLIPS, RICHARD THOMAS | CHIEF COMPLIANCE OFFICER | 6041363 |
| PISTOR, RANDOLPH FULVIO | CHIEF LEGAL OFFICER | 5143334 |
| RYDELL, BRANDON DAVID | PRESIDENT AND TRUSTEE OF THE BRANDON D. RYDELL GIFT TRUST DATED 10/30/2020 | 2933397 |
| RYDELL, JEROME MATTHEW | TRUSTEE OF THE JEROME M. RYDELL GIFT TRUST DATED 10/30/2020 | 7346979 |
| RYDELL, JEROME STANLEY | CEO, CHAIRMAN, MANAGER AND TRUSTEE OF THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED | 408389 |
| THE JEROME S. RYDELL REVOCABLE LIVING TRUST DATED 12/21/1998, AS AMENDED AND RESTATED ON 10/23/2020 | TRUST (OWNER OF ALL VOTING INTERESTS) | |
| WOOTON, RYAN DANIEL | CHIEF FINANCIAL OFFICER | 8006797 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARKLAND SECURITIES, LLC
CRD#: 115368Tupelo, MS 38801TRUST BUT VERIFY
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