Douglas G. Hesse
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Gerald Hesse was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1979. Douglas had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2021 - October 4, 2022
STRATEGIC BLUEPRINT, LLC
February 23, 2007 - February 26, 2007
CETERA INVESTMENT ADVISERS LLC
February 21, 2007 - October 4, 2022
THE STRATEGIC FINANCIAL ALLIANCE, INC.
February 21, 2007 - October 4, 2022
THE STRATEGIC FINANCIAL ALLIANCE, INC.
May 19, 2003 - February 20, 2007
CETERA INVESTMENT ADVISERS LLC
May 19, 2003 - February 20, 2007
CETERA FINANCIAL SPECIALISTS LLC
September 2, 1999 - May 16, 2003
SECURITIES SERVICE NETWORK, LLC
January 16, 1995 - September 15, 1999
IFG NETWORK SECURITIES, INC.
July 6, 1992 - January 17, 1995
COMMONWEALTH FINANCIAL NETWORK
April 4, 1989 - July 6, 1992
KAVANAUGH SECURITIES, INC.
July 15, 1984 - October 11, 1988
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 1, 1979 - July 6, 1984
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
STRATEGIC BLUEPRINT, LLC
CRD#: 284840 / SEC#: 801-108531
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/27/1979
Registered Representative ExaminationCurrent Firm
STRATEGIC BLUEPRINT, LLC
CRD#: 284840 / SEC#: 801-108531
Contact information
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,067 |
| AUM (Assets Under Management) | $ 2,671,662,109 |
Red Flags
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