Mary M. Adams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Martha Adams, who also goes by Cory Martha Adams, Cory Adams, M Cory Adams, Nickname Cory, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1979. Mary had worked at 14 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2006 - October 2, 2006
GROVE POINT INVESTMENTS, LLC
July 28, 2003 - April 1, 2004
EQUITAS AMERICA, LLC
November 15, 2001 - February 13, 2003
WATERFORD FINANCIAL, INC.
February 26, 2001 - November 26, 2001
HIGH MARK SECURITIES, INC.
April 20, 1995 - March 28, 2001
PROTECTIVE GROUP SECURITIES CORPORATION
August 15, 1994 - January 4, 1995
WESTONKA INVESTMENTS, INC.
March 5, 1991 - August 16, 1994
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
August 30, 1990 - March 7, 1991
CENTURY CAPITAL CORP. OF SOUTH CAROLINA
February 18, 1988 - June 25, 1990
HAYNE, MILLER FINANCIAL, INC.
December 23, 1985 - February 10, 1988
HEINER & STOCK, INC.
February 21, 1984 - December 19, 1985
MILLER JOHNSON STEICHEN KINNARD, INC.
February 19, 1980 - May 16, 1983
MORGAN STANLEY DW INC.
January 29, 1980 - February 2, 1984
JOHN G. KINNARD AND COMPANY, INCORPORATED
May 1, 1979 - November 18, 1979
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
