Andrew Louis Byrnes
Professional Summary
Andrew Louis Byrnes, who also goes by Andrew Louis Byrnes III, Andrew Louis Byrnes, Bud Byrnes, was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 1979 - 2020. Andrew had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andrew Louis Byrnes Iii, Andrew Louis Byrnes, Bud Byrnes
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
47 years in the financial services industry
Current & Past Employments
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Current Firm
INVESTMENT SECURITIES, INC. | R.M. DUNCAN SECURITIES, INC.
Contact Information
Main Address
10201 W Markham St Suite 219, Little Rock, AR 72205Mailing Address
10201 W Markham St Suite 219, Little Rock, AR 72205Phone Number
(501) 280-0200Established
Arkansas since 09/23/1983Firm Type
CorporationFiscal Year End
JuneFirm Size
SmallFINRA licenses (19 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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