Jose Romeo Portillo
Professional Summary
Jose Romeo Portillo is a registered financial advisor currently at R.M. DUNCAN CAPITAL MANAGEMENT CORPORATION located in Tujunga, California and SOUTHLAND EQUITY PARTNERS, LLC. located in Tujunga, California. Jose is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jose has worked at 7 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, Series 72, SIE, Series 7, Series 53, Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
BODWELL FINANCIAL | WESTERN RESERVE CAPITAL MANAGEMENT | WEALTH STRATEGIES, LLC | TCP WEALTH MANAGEMENT | SOUTHLAND EQUITY PARTNERS, LLC. | SOUTHLAND EQUITY PARTNERS | RIDLEY WEALTH STRATEGIES | PORTICO GROUP | LONG FINANCIAL SERVICES | LESHNAK WEALTH | JACKSON & ASSOCIATES WEALTH MANAGEMENT | GRP WEATH STRATEGIES GROUP | FAIRWINDS WEALTH MANAGEMENT | CTM FINANCIAL GROUP | CROSBY CAPITAL ADVISORS LLC | CORNERSTONE WEALTH MANAGEMENT | CEDAR ROW FIDUCIARY LLC | BRIDGELIGHT CAPITAL
Contact Information
Main Address
Wildwood, MOMailing Address
Po Box 7323, Charlottesville, VA 22906Phone Number
(770) 998-5879# of Employees
22SEC notice filing (13 States and Territories)
Registered to provide investment advisory services in 13 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,754AUM (Assets Under Management)
$891,474,518Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BODWELL FINANCIAL | WESTERN RESERVE CAPITAL MANAGEMENT | WEALTH STRATEGIES, LLC | TCP WEALTH MANAGEMENT | SOUTHLAND EQUITY PARTNERS, LLC. | SOUTHLAND EQUITY PARTNERS | RIDLEY WEALTH STRATEGIES | PORTICO GROUP | LONG FINANCIAL SERVICES | LESHNAK WEALTH | JACKSON & ASSOCIATES WEALTH MANAGEMENT | GRP WEATH STRATEGIES GROUP | FAIRWINDS WEALTH MANAGEMENT | CTM FINANCIAL GROUP | CROSBY CAPITAL ADVISORS LLC | CORNERSTONE WEALTH MANAGEMENT | CEDAR ROW FIDUCIARY LLC | BRIDGELIGHT CAPITAL
State Registrations and Notice Filings
(12/12/2019)
(10/19/2021)
(12/12/2019)
(3/2/2022)
(7/23/2026)
(8/12/2026)
(8/6/2026)
(7/7/2026)
(10/22/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSeries 72 — Government Securities Representative Examination
Passed Jan 2023SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Jose Romeo Portillo's CRS (Customer Relationship Summary).
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