Stephen J. Heinen
Professional summary
Stephen James Heinen is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1979. Stephen has worked at 7 firms and has passed the Series 22TO, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen James Heinen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2014 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901March 19, 2004 - December 31, 2013
VOYA FINANCIAL ADVISORS, INC.
December 3, 2002 - January 13, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
May 13, 1993 - August 15, 1995
MSI FINANCIAL SERVICES, INC.
May 13, 1993 - January 12, 2004
METROPOLITAN LIFE INSURANCE COMPANY
October 23, 1985 - November 17, 1992
CONSECO FINANCIAL SERVICES, INC.
April 16, 1979 - January 22, 1985
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/10/2014)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 4/6/1979
Registered Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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