John H. Schlesinger

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CRD#: 864511

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Harold Schlesinger was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1985. John had worked at 9 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

April 8, 2018 - July 22, 2024

CLEARINGBID MARKETS, INC.

CRD#: 269999

Burlingame, CA

Past

August 6, 2003 - February 27, 2018

INSTREAM PARTNERS LLC

CRD#: 110443

MENLO PARK, CA

Past

November 2, 2000 - November 14, 2000

YOUNG & PARTNERS LLC

CRD#: 40702

NEW YORK, NY

Past

October 27, 2000 - April 29, 2003

SOUNDVIEW TECHNOLOGY CORPORATION

CRD#: 15425

OLD GREENWICH, CT

Past

June 29, 1998 - October 12, 1998

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

September 2, 1997 - June 29, 1998

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Past

January 1, 1997 - September 2, 1997

SBC WARBURG, INC.

CRD#: 23745

NEW YORK, NY

Past

November 19, 1992 - January 29, 1994

S.N. PHELPS & CO.

CRD#: 18341

Past

April 27, 1985 - July 9, 1992

SALOMON BROTHERS INC.

CRD#: 740

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/8/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2023

General Securities Principal Examination

Current Firm

CLEARINGBID MARKETS, INC.

CRD#: 269999 / SEC#: , 8-69646

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

411 Theodore Fremd Ave Suite 206, Rye, NY 10850

Mailing Address

411 Theodore Fremd Ave Suite 3c, Rye, NY 10580

Phone number

(212) 752-1700

Established

Delaware since 03/20/2015

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CLEARINGBID, INC.	OWNER
PELLICANO, CARA ELAINE	CCO	4228678
ROCHE, PASCAL	FINOP	5920968
SCANLON, EDWIN C	CCO / CEO	1665407

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John H. Schlesinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

INSTREAM PARTNERS LLC

YOUNG & PARTNERS LLC

SOUNDVIEW TECHNOLOGY CORPORATION

UBS SECURITIES LLC

SBC WARBURG DILLON READ INC.

SBC WARBURG, INC.

S.N. PHELPS & CO.

SALOMON BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/8/1993

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/17/1979

Series 24

Date: 1/2/2023

Current Firm

CLEARINGBID MARKETS, INC.

Contact information

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CLEARINGBID MARKETS, INC.

TRUST BUT VERIFY

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