Benjamin P. Amato
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Benjamin Paul Amato, who also goes by Ben Amato, Benjamin P Amato, was a registered financial professional .
Benjamin is a previously registered financial professional and started their career in finance in 1979. Benjamin had worked at 7 firms and has passed the Series 63, Series 6TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2011 - October 27, 2022
TRUSTMONT ADVISORY GROUP, INC.
February 23, 2011 - October 27, 2022
TRUSTMONT FINANCIAL GROUP, INC.
September 21, 2009 - February 22, 2011
CINCINNATI ANALYSTS, INC.
October 30, 1992 - February 22, 2011
CINCINNATI ANALYSTS, INC.
April 26, 1991 - November 6, 1992
HACKETT ASSOCIATES, INC.
January 15, 1985 - April 16, 1991
OSAIC FS, INC.
March 24, 1982 - January 31, 1985
ADVANTAGE CAPITAL CORPORATION
April 9, 1979 - December 23, 1981
NESTLERODE & LOY, INC.
Primary Firm SEC Registration
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015 / SEC#: 801-30694
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 4/2/1979
Registered Representative ExaminationCurrent Firm
TRUSTMONT ADVISORY GROUP, INC.
CRD#: 106015 / SEC#: 801-30694
Contact information
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,387 |
| AUM (Assets Under Management) | $ 1,126,006,619 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
