Howard L. Lichstrahl

H. L. LICHSTRAHL & COMPANY

Arlington, VA 22209

Some features on this profile are disabled

CRD#: 864345

Professional summary

Howard Lawrence Lichstrahl is a registered financial advisor currently at H. L. LICHSTRAHL & COMPANY, LLC located in Arlington, Virginia.

Howard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Howard has worked at 9 firms and has passed the Series 65, Series 63, Series 5, Series 15, Series 7, Series 24, Series 8 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Lawrence Lichstrahl's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2012 - Present

H. L. LICHSTRAHL & COMPANY, LLC

Office #1: 1901 N. Fort Myer Drive Suite 417, Arlington, VA 22209

RIA

CRD#: 112124

Arlington, VA

Past

June 30, 1994 - October 10, 1996

LEGG MASON WOOD WALKER, INCORPORATED

CRD#: 6555

BALTIMORE, MD

Past

February 13, 1992 - July 5, 1994

ROYAL PALM INVESTMENTS, LTD.

CRD#: 28761

GREEN ACRES, FL

Past

May 14, 1988 - January 17, 1992

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

March 25, 1983 - May 14, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

November 20, 1981 - March 25, 1983

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

Past

June 3, 1981 - September 30, 1981

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

Past

January 31, 1980 - June 12, 1981

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

April 2, 1979 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/30/2012)

IAR

Virginia
(7/10/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/6/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/14/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 5

Date: 2/14/1983

Interest Rate Options Examination

General Industry/Product Exam

Series 15

Date: 11/22/1982

Foreign Currency Options Examination

General Industry/Product Exam

Series 7

Date: 3/17/1979

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/2/1987

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 2/27/1986

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 4

Date: 10/23/1985

Registered Options Principal Examination

Current Firm

H. L. LICHSTRAHL & COMPANY, LLC

H L LICHSTRAHL & CO | LICHSTRAHL H L & CO LLC | H. L. LICHSTRAHL & COMPANY, LLC

CRD#: 112124 / SEC#: 801-55004

RIA

Registered Investment Advisory firm - (9/10/2012 Terminated)

Florida

Registered Investment Advisory firm - (7/30/2012 Approved)

New Jersey

Registered Investment Advisory firm - (5/28/2021 Terminated)

New York

Registered Investment Advisory firm - (6/22/2018 Approved)

Virginia

Registered Investment Advisory firm - (7/10/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1901 N. Fort Myer Drive Suite 417, Arlington, VA 22209

Mailing Address

Phone number

(703) 934-4777

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	29
AUM (Assets Under Management)	$ 72,020,457

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Raylonte Roach

EAGLE STRATEGIES LLC

IAR

BETHESDA, MD

Matthew Halverson

MORGAN STANLEY

IAR

Washington, DC

Erin Caines

EAGLE STRATEGIES LLC

IAR

DERWOOD, MD

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Howard L. Lichstrahl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Howard Lawrence Lichstrahl's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGG MASON WOOD WALKER, INCORPORATED

ROYAL PALM INVESTMENTS, LTD.

LEHMAN BROTHERS INC.

E. F. HUTTON & COMPANY INC

PRUDENTIAL EQUITY GROUP, LLC

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 7/6/2012

Series 63

Date: 9/14/1979

Series 5

Date: 2/14/1983

Series 15

Date: 11/22/1982

Series 7

Date: 3/17/1979

Series 24

Date: 7/2/1987

Series 8

Date: 2/27/1986

Series 4

Date: 10/23/1985

Current Firm

H. L. LICHSTRAHL & COMPANY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

H. L. LICHSTRAHL & COMPANY, LLC

TRUST BUT VERIFY

Similar Advisors