Peter J. Fagella
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Joseph Fagella was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1979. Peter had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2008 - July 19, 2017
FBN SECURITIES, INC.
February 6, 2007 - January 9, 2008
FM BROKERAGE, L.L.C.
September 23, 2004 - March 21, 2005
DIVINE CAPITAL MARKETS LLC
November 26, 2003 - February 12, 2007
PEGASUS PARTNERS SECURITIES INC.
April 21, 1988 - June 20, 1988
SMITH NEW COURT, INC.
April 2, 1979 - January 3, 1985
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/12/2007
Limited Representative-Equity Trader ExamCurrent Firm
FBN SECURITIES, INC.
CRD#: 18315 / SEC#: , 8-30461
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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