RM
Randolph M. Martin
ROSSBY FINANCIAL
COLUMBUS, OH 45622
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CRD#: 864050
RM
Professional summary
Randolph Michael Martin, CFP®, who also goes by Randy Martin, is a registered financial advisor currently at ROSSBY FINANCIAL, LLC located in Columbus, Ohio.
Randolph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Randolph has worked at 5 firms and has passed the Series 63, Series 6TO, Series 22TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Retirement Income Management
Estate Planning
Social Security Planning
Investment Planning
Insurance Planning
Are you a "fiduciary"?
Yes
Aliases
Randy Martin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FIXED INSURANCE, INVESTMENT RELATED, 1250 CHAMBERS RD, SUITE 170, COLUMBUS, OH 43212, LICENSED TO SELL FIXED INSURANCE BUT NOT ACTIVELY ENGAGED IN THE SALES OF INSURANCE PRODUCTS, SERVICES EXISTINGCLIENTS ANS INDEPENDENT INSURANCE AGENT, 2 HOURS PER MONTH DEVOTED, 2 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING. 2) RANDOLPH MARTIN RETIREMENT GROUP, COLUMBUS, OH. STARTED 3/2014 AS BOOK PUBLISHER. SPENDS 0 HR/WK, 0 HR/WK DURING TRADING. 3) RANDOLPH MARTIN RETIREMENT GROUP, INVESTMENT RELATED, 1250 CHAMBERS RD, SUITE 170, COLUMBUS, OH 43212, DBA NAME FOR ADVISORY SERVICES OFFERED THROUGH ROSSBY FINANICAL, LLC, INVESTMENT ADVISOR REPRESENTATIVE, 07/2024, 0 HOURS PER MONTH DEVOTED, 0 HOURS PER MONTH DEVOTED DURING SECURITIES TRADING, ROSSBY FINANCIAL, LLC AND RANDOLPH MARTIN RETIREMENT GROUP ARE UNAFFILIATED FIRMS.
CRS (Client Relationship Summary) - RIA
Click below to view Randolph Michael Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1984
Experience
Current
July 1, 2024 - Present
ROSSBY FINANCIAL, LLC
Office #1: 1250 Chambers Road, Suite 170, Columbus, OH 45622RIA
CRD#: 324631
COLUMBUS, OH
Past
June 16, 2010 - July 16, 2024
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
COLUMBUS, OH
Past
June 16, 2010 - July 16, 2024
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
COLUMBUS, OH
Past
December 14, 2006 - June 22, 2010
OSAIC FS, INC.
RIA
CRD#: 3870
COLUMBUS, OH
Past
October 6, 1999 - June 25, 2010
INDEPENDENT ADVISERS GROUP CORP
RIA
CRD#: 106684
COLUMBUS, OH
Past
March 28, 1979 - June 22, 2010
OSAIC FS, INC.
BD
CRD#: 3870
COLUMBUS, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROSSBY FINANCIAL, LLC
EVIE FINANCIAL | TRUCESS | TOLER FINANCIAL GROUP | THE ALAN R JOYCE COMPANY LLC | ROSSBY WEALTH, LLC | ROSSBY FINANCIAL, LLC | REYMAR WEALTH MANAGEMENT | RED OAK ADVISORS | RANDOLPH MARTIN RETIREMENT GROUP | OLEADA FINANCIAL | MARSICO WEALTH MANAGEMENT, LLC | LIFE STRATEGIES FINANCIAL PARTNERS
CRD#: 324631 / SEC#: 801-127370
RIA
Registered Investment Advisory firm - (2/24/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/31/2024)
IAR
Ohio(7/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 3/22/1979
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
RF
ROSSBY FINANCIAL, LLC
EVIE FINANCIAL | TRUCESS | TOLER FINANCIAL GROUP | THE ALAN R JOYCE COMPANY LLC | ROSSBY WEALTH, LLC | ROSSBY FINANCIAL, LLC | REYMAR WEALTH MANAGEMENT | RED OAK ADVISORS | RANDOLPH MARTIN RETIREMENT GROUP | OLEADA FINANCIAL | MARSICO WEALTH MANAGEMENT, LLC | LIFE STRATEGIES FINANCIAL PARTNERS
CRD#: 324631 / SEC#: 801-127370
RIA
Registered Investment Advisory firm - (2/24/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2412 Irwin Street, Melbourne, FL 32901
Mailing Address
Phone number
(321) 209-0111
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 804 |
| AUM (Assets Under Management) | $ 358,627,117 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
