Debra L. Morrison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Debra Lynn Morrison, CFP® was a registered financial professional .
Debra is a previously registered financial professional and started their career in finance in 1979. Debra had worked at 11 firms and has passed the Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2017 - September 18, 2020
EMPOWERED RETIREMENT, INC.
November 19, 2013 - December 31, 2016
EMPOWERED RETIREMENT, INC.
September 29, 2005 - December 31, 2013
TROVENA, LLC.
May 23, 2003 - September 1, 2005
REGENTATLANTIC
October 5, 1998 - December 31, 2001
SII INVESTMENTS, INC.
November 19, 1989 - August 31, 1992
OSAIC WEALTH, INC.
March 24, 1987 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 16, 1986 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
October 16, 1986 - October 2, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
October 16, 1986 - October 2, 1998
OSAIC FA, INC.
March 21, 1979 - March 27, 1987
SIGNATOR INVESTORS, INC.
March 21, 1979 - April 8, 1987
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/8/1979
Registered Representative ExaminationCurrent Firm
EMPOWERED RETIREMENT, INC.
CRD#: 169389 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 293 |
| AUM (Assets Under Management) | $ 95,275,477 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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