Jeanne M. Bonelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanne Michele Bonelli, who also goes by Jeanne M Fruda, Jeanne Michele Fruda, Jeanne M Swenson, Jeanne Michele Swenson, was a registered financial professional .
Jeanne is a previously registered financial professional and started their career in finance in 1979. Jeanne had worked at 9 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2008 - July 5, 2013
QUEST CAPITAL STRATEGIES, INC.
December 4, 2002 - February 9, 2007
PRINCIPAL FUNDS DISTRIBUTOR, INC.
August 1, 2002 - October 4, 2002
PRINCIPAL SECURITIES, INC.
March 13, 2001 - August 13, 2002
QUEST CAPITAL STRATEGIES, INC.
August 20, 1998 - April 2, 1999
PRINCIPAL FUNDS DISTRIBUTOR, INC.
June 17, 1996 - October 28, 1996
WELLS FARGO SECURITIES INC.
June 23, 1995 - November 16, 1995
ESSEX NATIONAL SECURITIES, LLC
May 9, 1995 - July 25, 1996
FIRST INTERSTATE INVESTMENTS,INC.
October 26, 1994 - February 8, 1995
IFMG SECURITIES, INC.
November 22, 1993 - November 2, 1994
INTERFIRST CAPITAL CORPORATION
March 1, 1979 - April 7, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
