Mark V. Reiher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Vern Reiher, who also goes by Mark V Reiher, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1979. Mark had worked at 4 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2011 - September 30, 2015
N.I.S. FINANCIAL SERVICES, INC.
July 7, 1993 - August 1, 1995
WELLS FARGO BROKERAGE SERVICES, L.L.C.
February 14, 1991 - July 8, 1993
CUNA BROKERAGE SERVICES, INC.
January 5, 1989 - March 4, 1991
MARQUETTE FINANCIAL GROUP, INC.
March 5, 1979 - January 3, 1989
N.I.S. FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/1/1979
Registered Representative ExaminationCurrent Firm
N.I.S. FINANCIAL SERVICES, INC.
CRD#: 5361 / SEC#: , 8-15919
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
