William A. Jump
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Ashby Jump III, CIMA®, who also goes by Bill Jump, William Ashby Jump, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1979. William had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2015 - June 30, 2016
CRT CAPITAL GROUP LLC
May 14, 2012 - April 20, 2015
STERNE, AGEE & LEACH, INC.
September 15, 2004 - April 13, 2012
MORGAN KEEGAN & COMPANY, LLC
July 27, 2001 - June 28, 2004
TRUIST SECURITIES, INC.
April 6, 1989 - July 27, 2001
THE ROBINSON-HUMPHREY COMPANY, LLC
December 15, 1986 - April 3, 1989
PRUDENTIAL EQUITY GROUP, LLC
March 3, 1982 - December 19, 1986
J.P. MORGAN SECURITIES LLC
February 26, 1979 - March 10, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 9/20/2010
Limited Representative-Equity Trader ExamSeries 8
Date: 9/23/1997
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CRT CAPITAL GROUP LLC
CRD#: 28830 / SEC#: , 8-43940
Contact information
Documents
Disclosures
| Regulatory Event | 13 |
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