Pamela M. Desjardins

STRATEGIC PLANNING ASSOCIATES

GRANBY, MA

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CRD#: 862666

Professional summary

Pamela Marie Desjardins is a registered financial advisor currently at STRATEGIC PLANNING ASSOCIATES located in Granby, Massachusetts.

Pamela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1979. Pamela has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SALES OF LIFE AND HEALTH INSURANCE, LONG TERM CARE INSURANCE AND FIXED ANNUITIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Marie Desjardins's CRS (Customer Relationship Summary).

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

April 8, 1989 - December 30, 1994

ROBERT THOMAS SECURITIES, INC

CRD#: 10147

ST. PETERSBURG, FL

Past

June 9, 1980 - January 24, 1989

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

August 23, 1979 - May 17, 1980

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

Past

February 23, 1979 - March 1, 1979

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

February 23, 1979 - March 1, 1979

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

February 23, 1979 - March 1, 1979

IDS LIFE INSURANCE COMPANY

CRD#: 6321

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(9/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/15/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/15/1985

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 2/8/1979

Registered Representative Examination

Current Firm

STRATEGIC PLANNING ASSOCIATES

DESJARDINS, PAMELA MARIE | STRATEGIC PLANNING ASSOCIATES | PAMELA MARIE DESJARDINS | PAMELA M. DESJARDINS, FINANCIAL CONSULTANT

CRD#: 126503 / SEC#:

Massachusetts

Registered Investment Advisory firm - (7/17/2014 Approved)

New Jersey

Registered Investment Advisory firm - (12/31/2013 Failure to Renew)

Tennessee

Registered Investment Advisory firm - (4/28/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Granby, MA

Mailing Address

Phone number

(413) 467-1705

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 8,684,130

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Pamela M. Desjardins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela Marie Desjardins's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELITE INVESTMENT TEAM LLC

STRATEGIC PLANNING ASSOCIATES

STRATEGIC PLANNING ASSOCIATES

FSC SECURITIES CORPORATION

ROBERT THOMAS SECURITIES, INC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

State Registrations and Notice Filings

Exams

Series 65

Date: 4/15/1996

Series 63

Date: 5/15/1985

Series 7

Date: 11/19/1988

Series 1

Date: 2/8/1979

Current Firm

STRATEGIC PLANNING ASSOCIATES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRATEGIC PLANNING ASSOCIATES

TRUST BUT VERIFY

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