Maryellen T. Lindley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maryellen T Lindley, who also goes by Mary Ellen Oram, Mary Ellen Trotter, Mary Ellen O Trotter, Maryellen Trotter, was a registered financial advisor .
Maryellen is a previously registered financial advisor and started their career in finance in 1979. Maryellen had worked at 16 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2013 - January 17, 2014
SANDLAPPER WEALTH MANAGEMENT, LLC
October 11, 2013 - January 17, 2014
SANDLAPPER SECURITIES, LLC
July 8, 2003 - May 2, 2013
CENTAURUS FINANCIAL, INC.
July 1, 2003 - May 2, 2013
CENTAURUS FINANCIAL, INC.
January 8, 2003 - January 12, 2004
ASSOCIATED INVESTMENT MANAGEMENT INC
January 2, 2003 - July 11, 2003
SENTRA SECURITIES CORPORATION
June 1, 1999 - July 11, 2003
SENTRA SECURITIES CORPORATION
December 9, 1998 - June 10, 1999
CETERA ADVISORS LLC
November 16, 1998 - December 17, 1998
SENTRA SECURITIES CORPORATION
June 12, 1996 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
January 1, 1996 - June 20, 1996
FSC SECURITIES CORPORATION
January 17, 1995 - January 1, 1996
ANDOVER SECURITIES, INC.
August 4, 1994 - January 25, 1995
PIM FINANCIAL SERVICES, INC.
March 19, 1992 - August 16, 1994
CONSOLIDATED INVESTMENT SERVICES, INC.
June 18, 1989 - March 19, 1992
SUNAMERICA SECURITIES, INC.
November 14, 1986 - June 18, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
February 14, 1979 - December 9, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
February 14, 1979 - December 10, 1986
AMERIPRISE FINANCIAL SERVICES, LLC
February 14, 1979 - December 10, 1986
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/2/1979
Registered Representative ExaminationCurrent Firm
SANDLAPPER WEALTH MANAGEMENT, LLC
CRD#: 164443 / SEC#: 801-76985
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
