SG
Stuart N. Garawitz
DEVELOPMENT FOR ISRAEL
N. Bethesda, MD 20852
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CRD#: 861993
SG
Professional summary
Stuart Neal Garawitz is a registered financial advisor currently at DEVELOPMENT CORPORATION FOR ISRAEL located in N. Bethesda, Maryland.
Stuart is registered as a RR (Registered Representative) and started their career in finance in 1979. Stuart has worked at 14 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 15, Series 5, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Stuart Neal Garawitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2011 - Present
DEVELOPMENT CORPORATION FOR ISRAEL
Office #1: Temporarily Unavailable, N. Bethesda, MD 20852Office #2: Temporarily Unavailable, Philadelphia, PA 19102Office #3: Temporarily Unavailable, Livingston, NJ 07039Office #4: Temporarily Unavailable, New York, NY 10022Office #5: P.o. Box 5263, New York, NY 10150Office #6: Temporarily Unavailable, Aventura, FL 33180Office #7: Temporarily Unavailable, Burlington, MA 01803Office #8: Temporarily Unavailable, Los Angeles, CA 90067Office #9: Temporarily Unavailable, Boca Raton, FL 33434Office #10: Temporarily Unavailable, Baltimore, MD 21208Office #11: Temporarily Unavailable, West Nyack, NY 10994Office #12: Temporarily Unavailable, Dallas, TX 75230Office #13: Temporarily Unavailable, Houston, TX 77096Office #14: Temporarily Unavailable, Beachwood, OH 44122Office #15: Temporarily Unavailable, Largo, FL 33770Office #16: Temporarily Unavailable, Atlanta, GA 30305Office #17: Temporarily Unavailable, Wilmette, IL 60091Office #18: Temporarily Unavailable, Pittsburgh, PA 15217-1305BD
CRD#: 11148
N. Bethesda, MD
Past
March 9, 2010 - January 7, 2011
APB FINANCIAL GROUP, LLC
BD
CRD#: 38235
NEW YORK, NY
Past
March 6, 2007 - March 7, 2007
EASTBROOK CAPITAL GROUP LLC
RIA
CRD#: 39781
NEW YORK, NY
Past
March 6, 2007 - January 5, 2009
FIRST NEW YORK SECURITIES L.L.C.
BD
CRD#: 16362
NEW YORK, NY
Past
March 9, 2006 - March 7, 2007
EASTBROOK CAPITAL GROUP LLC
BD
CRD#: 39781
NEW YORK, NY
Past
July 19, 2005 - November 17, 2005
REFCO SECURITIES, LLC
BD
CRD#: 14094
NEW YORK, NY
Past
September 1, 2001 - July 20, 2004
KIRLIN SECURITIES INC.
BD
CRD#: 21210
SYOSSET, NY
Past
January 6, 2000 - September 1, 2001
M.S. FARRELL & COMPANY, INC.
BD
CRD#: 24232
SYOSSET, NY
Past
April 14, 1998 - January 10, 2000
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
July 30, 1996 - March 12, 1998
LABRANCHE FINANCIAL SERVICES, LLC
BD
CRD#: 7432
NEW YORK, NY
Past
July 1, 1996 - July 23, 1996
THE BOSTON GROUP
BD
CRD#: 37652
LOS ANGELES, CA
Past
April 22, 1991 - June 13, 1996
LAIDLAW GLOBAL SECURITIES, INC.
BD
CRD#: 19018
NEW YORK, NY
Past
June 23, 1981 - April 30, 1991
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
February 4, 1980 - June 27, 1981
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
Past
January 31, 1980 - March 4, 1980
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Past
February 1, 1979 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
BD
CRD#: 640
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/11/2012)
RR
Arkansas(1/19/2011)
RR
California(1/13/2011)
RR
Colorado(1/5/2018)
RR
Connecticut(9/5/2012)
RR
Florida(1/14/2011)
RR
Georgia(9/6/2012)
RR
Illinois(1/13/2011)
RR
Maryland(9/6/2012)
RR
Massachusetts(9/6/2012)
RR
Michigan(9/6/2012)
RR
Nebraska(1/19/2011)
RR
Nevada(1/24/2011)
RR
New Hampshire(1/18/2011)
RR
New York(1/13/2011)
RR
Ohio(1/14/2011)
RR
Pennsylvania(9/6/2012)
RR
Texas(5/26/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 5/18/1983
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 5/12/1997
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
Current Firm
DC
DEVELOPMENT CORPORATION FOR ISRAEL
DEVELOPMENT CORPORATION FOR ISRAEL
CRD#: 11148 / SEC#: , 8-4218
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
P.o. Box 5263, New York, NY 10150
Mailing Address
P.o. Box 5263, New York, NY 10150
Phone number
(212) 644-2663
Established
New York since 03/21/1955
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASSOCIATION FOR DEVELOPMENT OF ISRAEL, INC. F/K/A AMERICAN SOCIETY OF RESETTLEMENT & REHABILITON IN ISRAEL, INC. | SOLE SHAREHOLDER - ASSOCIATION FOR DEVELOPMENT OF ISRAEL, INC., IS A NOT-FOR PROFIT MEMBERSHIP CORP. (NEW ENTITY NAME 3/2014) | |
| BOIANGIU ABADI, MICHAL ESTER | DIRECTOR | 7921606 |
| CORNICK, KENNETH LAWRENCE | DIRECTOR | 2528105 |
| DIENER, ROBERT BENJAMIN | DIRECTOR | 3043768 |
| FOX, WILLIAM ZEV | DIRECTOR | 212366 |
| GARAWITZ, STUART NEAL | VICE PRESIDENT - SALES | 861993 |
| GOLDBERG, KENNETH EDWARD | DIRECTOR | 6763272 |
| GOLDSTEIN, HOWARD LEWIS | DIRECTOR/CHAIRMAN EMERITUS | 2235827 |
| GRANT, ADRIAN MERVYN | DIRECTOR | 6364527 |
| HERBSTMAN, BURTON LEE | DIRECTOR | 6364536 |
| HERBSTMAN, HELENE ELLEN | DIRECTOR | 6364551 |
| HORVATH, JORDAN A | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER/FINRA EXECUTIVE REP./ASSISTANT SECRETARY/VICE PRESIDENT - LEGAL | 4928984 |
| HUTTER, ANDREW MARK | DIRECTOR/CHAIRMAN OF THE BOARD | 6364574 |
| KRUGER, ERIK S | FINANCIAL OPERATIONS PRINCIPAL/CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER | 5739446 |
| LEWIS, SHIRA JOY | DIRECTOR/TREASURER | 2672845 |
| MULVEY, WILLIAM JAMES JR | PRINCIPAL OPERATIONS OFFICER | 2760487 |
| NAVEH, DANI | PRESIDENT, CHIEF EXECUTIVE OFFICER AND DIRECTOR | 7413657 |
| PINES, ALAN JAY | DIRECTOR | 6417612 |
| ROTHENBERG, LARRY LEE | DIRECTOR | 1079161 |
| RUBENS, JOSH M | DIRECTOR | 7681292 |
| RUBIN, ANDREW DAVID | DIRECTOR | 2876452 |
| SEGAL, GLENN | DIRECTOR/SECRETARY | 6364874 |
| STEIN, LAURA | DIRECTOR | 7681994 |
| SWIG, KENT MASON | DIRECTOR | 4768476 |
| ZEIDMAN, FRED SCHWARTZ | DIRECTOR | 4774789 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
