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Richard Hon Hin Cheong

CRD# 861983·Registered 1979 - 2016
Previously Registered: Being a previously registered professional could mean that Richard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Richard Hon Hin Cheong, who also goes by Richard How Hin Cheong, Richard Howhin Cheong, was a registered financial advisor. Richard was a previously registered financial professional and started their career in finance 1979 - 2016. Richard had worked at 9 firms and has passed the Series 65, SIE, Series 3, Series 15 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Richard How Hin Cheong, Richard Howhin Cheong

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

47 years in the financial services industry

Current & Past Employments

CAMDEN FINANCIAL SERVICES·CRD# 19925
BD
Keller, TX
February 27, 1996 - December 27, 2016
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
October 5, 1993 - February 8, 1996
MARINER FINANCIAL SERVICES, INC.·CRD# 8292
BD
Largo, FL
November 19, 1992 - December 31, 1993
TOLUCA PACIFIC SECURITIES CORP.·CRD# 13875
BD
Burbank, CA
May 28, 1991 - December 16, 1991
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 4, 1990 - July 19, 1991
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED·CRD# 76
BD
July 25, 1988 - September 4, 1990
WEDBUSH SECURITIES INC.·CRD# 877
BD
Pasadena, CA
May 31, 1984 - June 28, 1988
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
January 31, 1980 - June 19, 1984
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED·CRD# 640
BD
February 1, 1979 - January 31, 1980

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Current Firm

CF
CAMDEN FINANCIAL SERVICES

CAMDEN FINANCIAL SERVICES | ROBERT BRUCE AND COMPANY | CAPPELLO GLOBAL LLC | CAMDEN FINANCIAL SERVICES, INC.

CRD#: 19925 / SEC#: 8-37303
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

4913 Bateman Road, Keller, TX 76244

Mailing Address

4913 Bateman Road, Keller, TX 76244

Phone Number

(214) 336-5218

Established

California since 03/14/1995

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (4 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
UCCIFERRI, LOUIEPRESIDENT, FINOP, CHIEF COMPLIANCE OFFICER, AML-CO1156956

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 1994About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Aug 1983About the Series 3 exam

Series 15 — Foreign Currency Options Examination

Passed Feb 1983

Series 7 — General Securities Representative Examination

Passed Jan 1979About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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