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Ernest W Williams Iii

SECURITIES CLUB BROKER-DEALER
PALM BEACH, FL
·CRD# 861627·43 years experience

Professional Summary

Ernest W Williams III, who also goes by Ernest W Williams Jr, Ernest Wallace Williams Jr, Ernest W Williams, Ernest Wallace Williams, is a registered financial advisor currently at SECURITIES CLUB BROKER-DEALER, LLC located in Palm Beach, Florida. Ernest is registered as a RR (Registered Representative) and started their career in finance in 1979. Ernest has worked at 23 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ernest W Williams Jr, Ernest Wallace Williams Jr, Ernest W Williams, Ernest Wallace Williams

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

SECURITIES CLUB BROKER-DEALER, LLC·CRD# 284893
BD
250 Royal Palm Way Suite 306b, Palm Beach, FL 33480
April 23, 2025 - Present
OPTIONALITY SECURITIES·CRD# 313329
BD
West Conshohocken, PA
November 2, 2023 - May 28, 2025
QUOIN CAPITAL LLC·CRD# 136160
BD
Philadelphia, PA
February 6, 2023 - October 26, 2023
SPARTAN CAPITAL SECURITIES, LLC·CRD# 146251
BD
New York, NY
January 6, 2020 - November 9, 2021
TIGRESS FINANCIAL PARTNERS, LLC·CRD# 154717
BD
New York, NY
April 9, 2018 - January 6, 2020
NYLIFE SECURITIES LLC·CRD# 5167
BD
Lake Success, NY
January 30, 2018 - March 15, 2018
GLOBAL EMERGING CAPITAL GROUP, LLC·CRD# 130120
BD
New York, NY
September 7, 2016 - October 2, 2017
TIGRESS FINANCIAL PARTNERS, LLC·CRD# 154717
BD
New York, NY
July 15, 2013 - August 18, 2016
LITTLE RIVER CAPITAL, LLC·CRD# 118917
BD
New York, NY
June 7, 2010 - January 3, 2012
ESPOSITO SECURITIES, LLC·CRD# 143710
BD
Dallas, TX
March 19, 2009 - June 5, 2009
BIRCHWOOD SECURITIES CORP.·CRD# 17066
BD
Medford, NJ
June 4, 2008 - March 2, 2009
AUBREY & COMPANY·CRD# 127842
BD
York, PA
May 9, 2006 - July 7, 2008
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
RIA
Nyc, NY
October 12, 2005 - May 3, 2006
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
June 21, 2005 - May 3, 2006
MULTITRADE SECURITIES LLC·CRD# 47485
BD
New York, NY
March 14, 2005 - June 21, 2005
NEOVEST TRADING·CRD# 39798
BD
New York, NY
July 29, 2003 - March 11, 2005
WALL STREET ACCESS·CRD# 10012
BD
New York, NY
May 29, 2002 - October 21, 2002
DAVID LERNER ASSOCIATES, INC.·CRD# 5397
BD
Syosset, NY
May 15, 2002 - June 5, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
May 4, 2001 - March 16, 2002
VIE INSTITUTIONAL SERVICES, INC.·CRD# 47437
BD
Philadelphia, PA
February 22, 2000 - May 1, 2000
REB SECURITIES, INC.·CRD# 45466
BD
Philadelphia, PA
June 14, 1999 - February 16, 2000
BIRCHWOOD SECURITIES CORP.·CRD# 17066
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Medford, NJ
June 14, 1999 - March 14, 2000
UBS FINANCIAL SERVICES INC.·CRD# 8174
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Weehawken, NJ
June 6, 1996 - October 17, 1997
REUTERS C CORPORATION·CRD# 14408
BD
New York, NY
April 24, 1990 - September 13, 1995
ADVEST, INC.·CRD# 10
BD
January 3, 1985 - July 18, 1985
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
September 13, 1983 - January 22, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
January 29, 1979 - April 16, 1984

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Current Firm

SC
SECURITIES CLUB BROKER-DEALER, LLC

BLUESQUARE CAPITAL ADVISORS, LLC | SECURITIES CLUB BROKER-DEALER, LLC

CRD#: 284893 / SEC#: 8-69814
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

250 Royal Palm Way Suite 306b, Palm Beach, FL 33480

Mailing Address

250 Royal Palm Way Suite 306b, Palm Beach, FL 33480

Phone Number

(917) 515-7054

Established

New York since 05/18/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (14 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SECURITIES CLUB CORPORATIONHOLDING COMPANY & 100% DIRECT OWNER—
AVELLO, NICHOLAS TPRINCIPAL FINANCIAL OFFICER & FINOP1488144
ROCKWELL, ANNABELLA CAMPBELLPRESIDENT & CEO6786408
WILLIAMS, ERNEST W IIICHIEF COMPLIANCE OFFICER861627

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Hampshire
(4/7/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2008About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2001About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 1990About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2006About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Ernest W Williams III's CRS (Customer Relationship Summary).

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EW
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