Kent M. Wolgemuth

LAMPERT CAPITAL MARKETS

NEW YORK, NY 10022

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CRD#: 861306

Professional summary

Kent Michael Wolgemuth is a registered financial professional currently at LAMPERT CAPITAL MARKETS INC. located in New York, New York.

Kent is registered as a RR (Registered Representative) and started their career in finance in 1978. Kent has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kent Michael Wolgemuth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2011 - Present

LAMPERT CAPITAL MARKETS INC.

Office #1: 444 Madison Ave 4th Floor, New York, NY 10022

CRD#: 103725

NEW YORK, NY

Past

March 26, 2009 - February 14, 2011

BERNARD HEROLD & CO., INC.

CRD#: 6193

NEW YORK, NY

Past

October 10, 2006 - March 24, 2009

MATRIX U.S.A., LLC

CRD#: 38057

NEW YORK, NY

Past

July 18, 2006 - September 26, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

March 8, 2006 - September 26, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 6, 2004 - March 8, 2006

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

August 7, 2003 - December 9, 2004

LEUCADIA ASSET MANAGEMENT LLC

RIA

CRD#: 121767

STAMFORD, CT

Past

April 12, 2002 - December 9, 2004

JEFFERIES LLC

CRD#: 2347

NEW YORK, NY

Past

February 22, 2001 - April 29, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 29, 1998 - March 7, 2001

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

September 25, 1997 - June 29, 1998

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Past

June 26, 1984 - October 14, 1997

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

December 29, 1978 - June 27, 1984

LEHMAN BROTHERS KUHN LOEB INCORPORATED

CRD#: 7555

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(2/24/2011)

New Jersey
(2/24/2011)

New York
(2/14/2011)

Pennsylvania
(2/24/2011)

Texas
(2/24/2011)

Exams

State Security Law Exam

IAR

Series 65

Date: 3/13/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/10/1979

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1977

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LAMPERT CAPITAL MARKETS INC.

ICM CAPITAL MARKETS LTD. | LAMPERT CAPITAL MARKETS INC. | INTERNET CAPITAL MARKETS CORPORATION

CRD#: 103725 / SEC#: , 8-52234

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

900 Third Ave Suite 1403, Ny, NY 10022

Mailing Address

900 Third Ave Suite 1403, Ny, NY 10022

Phone number

(347) 614-4775

Established

New York since 09/25/1998

Firm type

Corporation

Fiscal year end

August

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
LAMPERT ADVISORS LLC	SHAREHOLDER
LAMPERT, STEWART RANDY	CHAIRMAN/CEO DIRECTOR/ CCO
NG, NELSON	CHIEF FINANCIAL OFFICER	1716597

Disclosures

Regulatory Event	1
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kent M. Wolgemuth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kent Michael Wolgemuth's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERNARD HEROLD & CO., INC.

MATRIX U.S.A., LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

ADVEST, INC.

LEUCADIA ASSET MANAGEMENT LLC

JEFFERIES LLC

UBS FINANCIAL SERVICES INC.

UBS SECURITIES LLC

SBC WARBURG DILLON READ INC.

LEHMAN BROTHERS INC.

LEHMAN BROTHERS KUHN LOEB INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 3/13/1995

Series 63

Date: 7/10/1979

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1977

FINRA

Current Firm

LAMPERT CAPITAL MARKETS INC.

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LAMPERT CAPITAL MARKETS INC.

TRUST BUT VERIFY

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