Tommy H. Bridges
Professional summary
Tommy Harlin Bridges, who also goes by Tommy Harlin Bridgers, Tommy Harlin Bridges, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Tommy is registered as a RR (Registered Representative) and started their career in finance in 1978. Tommy has worked at 14 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tommy Harlin Bridges's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2023 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 11, 2015 - December 31, 2022
THE LEADERS GROUP, INC.
March 4, 2008 - August 21, 2015
KESTRA INVESTMENT SERVICES, LLC
February 27, 2008 - August 21, 2015
KESTRA INVESTMENT SERVICES, LLC
October 3, 2006 - March 14, 2008
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 9, 1996 - March 14, 2008
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
June 16, 1994 - December 31, 1995
G. R. PHELPS & CO., INC.
June 11, 1991 - June 15, 1994
OSAIC FA, INC.
June 11, 1991 - June 22, 1994
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 27, 1990 - April 1, 1991
WALNUT STREET SECURITIES, INC.
March 30, 1989 - November 27, 1989
ESSEX COMPANY
March 9, 1988 - December 31, 1989
EQUITY SERVICES, INC.
October 17, 1985 - April 17, 1986
MANUFACTURERS HANOVER SECURITIES CORPORATION
August 10, 1981 - November 1, 1985
LEHMAN BROTHERS INC.
March 2, 1981 - April 14, 1982
THE ROBINSON-HUMPHREY COMPANY, LLC
June 4, 1979 - March 18, 1981
MORGAN STANLEY DW INC.
November 3, 1978 - June 2, 1979
JOHNSON, LANE, SPACE, SMITH & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/3/2023)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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