Wayne S. Reisner
Professional summary
Wayne Stanley Reisner, who also goes by Wayne S Reisner, is a registered financial advisor currently at CARRET ASSET MANAGEMENT, LLC located in New York, New York.
Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Wayne has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Wayne Stanley Reisner's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 7, 2004 - Present
CARRET ASSET MANAGEMENT, LLC
Office #1: 360 Madison Avenue 20th Floor, New York, NY 10017March 29, 2004 - June 3, 2004
CARRET AND COMPANY, LLC.
Primary Firm SEC Registration
CARRET ASSET MANAGEMENT, LLC
CRD#: 131445 / SEC#: 801-63093
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/26/2021)
Current Firm
CARRET ASSET MANAGEMENT, LLC
CRD#: 131445 / SEC#: 801-63093
Contact information
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,588 |
| AUM (Assets Under Management) | $ 3,232,347,470 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 10/25/2024 | ||
| 12/21/2023 | ||
| 11/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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