GP
George M. Piper
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Eau Claire, WI 54701
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CRD#: 860518
GP
Professional summary
George Mitchell Piper JR, who also goes by G Mitchell Piper, Mitch Piper, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Eau Claire, Wisconsin and CAPITAL COORDINATORS COMPANY located in Eau Claire, Wisconsin.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. George has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 2 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
G Mitchell Piper | Mitch Piper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) G MITCHEL PIPER:CAPITAL COORDINATORS COMPANY, 307 S FARWELL ST EAU CLAIRE WI, 01/1984, OWNER/ADVISORY REP OF A RIA. INV REL, 50 HR/YR 1 HR/TRADING 2) G MITCHELL PIPER, NOTARY PUBLIC, 307 S FARWELL ST STE 204 EAU CLAIRE WI, 10/2020. NIR, 1 HR/MO 1 HR/MO TRADING 3) INDEPENDENT INSURANCE AGENT, 307 S FARWELL ST EAU CLAIRE WI, 10/1971 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 2 HR/WK 1 HR/TRADING 4) CAPITAL COORDINATORS COMPANY, 307 S FARWELL ST EAU CLAIRE WI, 01/1990 PROVIDING TAX PREP. INV REL, 450 HR/YR 5 HR/TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 08/2016, AS ADVISORY REP OF A RIA. INV REL, 80 HR/MO 80 HR/MO TRADING 6) CHIPPEWA VALLEY SYMPHONY ORCHESTRA, 131 S. Barstow St, EAU Claire WI 54701, 08/2025, Committee Member, Arts/Performing Arts, NIR, 2 HR/MO, 1 HR/MO TRADING. 7) ROTARY CLUB OF EAU CLAIRE, PO BOX 671 EAU CLAIRE WI, 07/2024, COMMITTEE MEMBER, CIVIC, NIR, 4 HR/MO 4 HR/MO TRADING 8) CAPITAL COORDINATORS COMPANY, 307 S. Farwell St., EAU Claire, WI 54701, United States, 06/06/2016, IAR, DBA Name, INV REL, 160 HR/MO 120 HR/MO TRADING 9) DAY RESOURCE CENTER, Western Dairyland EOC, 23133 Whitehall Road, Independence WI 54747, 04/2025, Committee Member, Housing Shelter Hope Gospel Mission , INV REL, 1 HR/MO, 1 HR/MO TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view George Mitchell Piper JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 307 S. Farwell St. Suite 204, Eau Claire, WI 54701RIA
CRD#: 134139
Eau Claire, WI
Current
October 28, 2016 - Present
CAPITAL COORDINATORS COMPANY
Office #1: 307 S. Farwell Street, Eau Claire, WI 54701RIA
CRD#: 113068
Eau Claire, WI
Current
June 6, 2016 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 307 S. Farwell St. Suite 204, Eau Claire, WI 54701BD
CRD#: 39543
Eau Claire, WI
Past
May 13, 2016 - June 14, 2016
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
EAU CLAIRE, WI
Past
September 4, 2009 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
EAU CLAIRE, WI
Past
November 14, 2002 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
EAU CLAIRE, WI
Past
August 3, 1995 - October 15, 2002
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
OAKDALE, MN
Past
October 5, 1984 - August 3, 1995
SELECTED SECURITIES COMPANY, INC.
BD
CRD#: 3358
EAU CLAIRE, WI
Past
May 1, 1984 - June 18, 1984
MORISON SECURITIES, INC.
BD
CRD#: 8097
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/2/2025)
RR
Ohio(9/6/2016)
RR
Wisconsin(6/6/2016)
IAR
Wisconsin(8/12/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 12/7/1978
Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 2
Date: 11/22/1972
Non-Member General Securities ExaminationSRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
