Stanley E. Brase
Professional summary
Stanley Edward Brase, who also goes by Stan Brase, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Peoria, Arizona and CETERA WEALTH SERVICES, LLC located in Peoria, Arizona.
Stanley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Stanley has worked at 5 firms and has passed the Series 65, Series 63, Series 22TO, Series 6TO, SIE, Series 62 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stanley Edward Brase's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
June 12, 2002 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
February 9, 1989 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
October 29, 1979 - January 23, 1989
JOHN HANCOCK DISTRIBUTORS LLC
December 13, 1978 - January 2, 1980
VERAVEST INVESTMENTS, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2021)
(6/29/2023)
(6/9/2021)
(6/9/2021)
(6/10/2021)
(6/9/2021)
(6/9/2021)
(6/9/2021)
(6/9/2021)
(6/9/2021)
(6/9/2021)
(7/15/2024)
(6/9/2021)
(6/29/2023)
(6/9/2021)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 62
Date: 4/2/1992
Corporate Securities Limited Representative ExaminationSeries 1
Date: 12/9/1978
Registered Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
