Carl C. Jorgensen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Christian Jorgensen, who also goes by Sonny Jorgensen, was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 1978. Carl had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 15, 2011 - February 3, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 1, 1999 - March 25, 2011
CARL CHRISTIAN JORGENSEN
August 3, 1990 - February 3, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 20, 1979 - August 16, 1990
BOETTCHER & COMPANY, INC.
December 1, 1978 - February 8, 1979
J DANIEL BELL & COMPANY, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 12
Date: 5/16/1981
NYSE Branch Manager ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
