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LC

Linda Cleveland

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CRD#: 859677
LC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Linda Cleveland, who also goes by Linda Santelli Cleveland, Linda Ann Santelli, was a registered financial professional .

Linda is a previously registered financial professional and started their career in finance in 1978. Linda had worked at 7 firms and has passed the Series 66, Series 65, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Linda Santelli Cleveland | Linda Ann Santelli

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

February 18, 2011 - May 29, 2012

BENDING OAK INVESTMENT COUNSEL, LLC

RIA
CRD#: 155062
NEW CANAAN, CT
Past

March 27, 2008 - December 17, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
FAIRFIELD, CT
Past

March 25, 2008 - December 17, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
FAIRFIELD, CT
Past

November 16, 2005 - April 2, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
STAMFORD, CT
Past

November 3, 2005 - April 2, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
STAMFORD, CT
Past

March 16, 1983 - July 18, 1990

MORGAN STANLEY DW INC.

BD
CRD#: 7556
Past

December 6, 1982 - March 10, 1983

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
Past

May 12, 1980 - April 7, 1982

DEUTSCHE IXE, LLC

BD
CRD#: 7172
Past

November 27, 1978 - August 23, 1979

JEFFERIES EXECUTION SERVICES, INC.

BD
CRD#: 867

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 11/15/2005
Uniform Combined State Law Examination
State Security Law Exam
State Security Law Exam
General Industry/Product Exam

Current Firm


BO
BENDING OAK INVESTMENT COUNSEL, LLC
BENDING OAK INVESTMENT COUNSEL, LLC

CRD#: 155062 / SEC#:

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Contact information


Main Address
New Canaan, CT
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BENDING OAK INVESTMENT COUNSEL, LLC

CRD#: 155062

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