PS
Paul P. Stonge
WESTMINSTER FINANCIAL ADVISORY CORP
BONITA SPRINGS, FL
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CRD#: 859165
PS
Professional summary
Paul Philip Stonge is a registered financial advisor currently at WESTMINSTER FINANCIAL ADVISORY CORP located in Bonita Springs, Florida and WESTMINSTER FINANCIAL SECURITIES, INC. located in East Greenwich, Rhode Island.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1978. Paul has worked at 11 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 3, Series 7, Series 1, Series 53, Series 27, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Paul Philip Stonge's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 5, 2016 - Present
WESTMINSTER FINANCIAL ADVISORY CORP
RIA
CRD#: 110283
BONITA SPRINGS, FL
Current
May 5, 2016 - Present
WESTMINSTER FINANCIAL SECURITIES, INC.
Office #1: 5586 Post Rd Suite 106, East Greenwich, RI 02818BD
CRD#: 20677
East Greenwich, RI
Past
October 21, 2014 - May 2, 2016
GW & WADE ASSET MANAGEMENT COMPANY, LLC
BD
CRD#: 25745
East Greenwich, RI
Past
July 1, 2014 - May 4, 2016
GW & WADE, LLC
RIA
CRD#: 105394
EAST GREENWICH, RI
Past
August 1, 2012 - October 3, 2014
ST. ONGE, PAUL PHILIP
RIA
CRD#: 156300
EAST GREENWICH, RI
Past
May 4, 1993 - October 31, 2014
PAUL P. ST. ONGE COMPANY
BD
CRD#: 31338
EAST GREENWICH, RI
Past
March 31, 1993 - July 15, 2011
PAUL P. ST. ONGE COMPANY
RIA
CRD#: 31338
EAST GREENWICH, RI
Past
September 7, 1989 - June 21, 1993
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
March 9, 1989 - April 26, 1993
VANGUARD CAPITAL
BD
CRD#: 22081
DEL MAR, CA
Past
April 27, 1983 - March 11, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
January 19, 1981 - July 29, 1983
E. F. HUTTON & COMPANY INC
BD
CRD#: 235
Past
November 6, 1978 - July 1, 1985
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK
CRD#: 110283 / SEC#: 801-29690
RIA
Registered Investment Advisory firm - (6/15/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/18/2021)
IAR
Arizona(2/18/2021)
RR
California(5/9/2016)
IAR
California(5/11/2016)
RR
Colorado(9/13/2019)
IAR
Colorado(9/13/2019)
RR
Connecticut(1/8/2020)
IAR
Connecticut(1/8/2020)
RR
Delaware(8/12/2020)
IAR
Delaware(8/13/2020)
RR
District of Columbia(8/13/2020)
RR
Florida(5/6/2016)
IAR
Florida(5/17/2016)
RR
Georgia(5/11/2016)
IAR
Georgia(5/18/2016)
RR
Maryland(5/9/2016)
IAR
Maryland(5/11/2016)
RR
Massachusetts(7/7/2016)
IAR
Massachusetts(7/7/2016)
RR
Michigan(12/11/2024)
IAR
Michigan(12/11/2024)
RR
Nevada(4/29/2022)
IAR
Nevada(4/29/2022)
RR
New Hampshire(6/20/2017)
IAR
New Hampshire(6/20/2017)
RR
New Jersey(6/24/2024)
IAR
New Jersey(6/25/2024)
RR
New York(5/19/2016)
IAR
New York(4/13/2021)
RR
North Carolina(1/6/2021)
IAR
North Carolina(1/8/2021)
RR
Rhode Island(5/5/2016)
IAR
Rhode Island(5/5/2016)
RR
South Carolina(9/20/2019)
IAR
South Carolina(9/20/2019)
IAR
Texas(5/6/2016)
RR
Texas(5/11/2016)
RR
Utah(8/12/2021)
IAR
Utah(8/16/2021)
RR
Virginia(5/6/2016)
IAR
Virginia(5/6/2016)
RR
Washington(5/23/2016)
IAR
Washington(5/23/2016)
RR
Wyoming(4/6/2021)
IAR
Wyoming(4/26/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 11/2/1978
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WF
WESTMINSTER FINANCIAL ADVISORY CORP
ADVANCED FINANCIAL ADVISORS LLC | WESTMINSTER FINANCIAL ADVISORY CORP | TUDOR FINANCIAL | THE FINANCIAL SHERPA | SMITH WYND CAPITAL | SHOOP WEALTH MANAGEMENT | SBC INVESTMENT SERVICES | INVESTMENT SERVICES OF HARTFORD | INNOVATIVE INVESTMENTS | GOLDBERG LARKIN | AMERICAN NETWORK
CRD#: 110283 / SEC#: 801-29690
RIA
Registered Investment Advisory firm - (6/15/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
50 Chestnut Street Suite A-400, Beavercreek, OH 45440
Mailing Address
Phone number
(937) 898-5010
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,255 |
| AUM (Assets Under Management) | $ 1,224,901,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2024 | ||
| 02/26/2024 | ||
| 12/09/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
