Harold E. Bissett
Professional summary
Harold Edwin Bissett JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Harold is a previously registered financial advisor and started their career in finance in 1978. Prior to being barred, Harold had worked at 4 firms, which includes GROVE POINT INVESTMENTS LLC, LPL FINANCIAL LLC, FIRST UNION CAPITAL MARKETS CORP., E. F. HUTTON & COMPANY INC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 19, 2010 - July 1, 2011
GROVE POINT INVESTMENTS, LLC
March 19, 2010 - July 1, 2011
GROVE POINT INVESTMENTS, LLC
December 31, 2001 - March 5, 2010
LPL FINANCIAL LLC
July 16, 1993 - March 5, 2010
LPL FINANCIAL LLC
October 17, 1980 - July 2, 1993
FIRST UNION CAPITAL MARKETS CORP.
November 1, 1978 - November 23, 1980
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/14/1983
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
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