Janice L. Schneider
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CRD#: 857845
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Janice Lee Schneider, CFP®, who also goes by Janice L Schneider, was a registered financial professional .
Janice is a previously registered financial professional and started their career in finance in 1978. Janice had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
What are your service offerings?
Long-term Care
Retirement Planning
Estate Planning
Comprehensive Financial Planni...
Insurance Planning
Education Planning
Investment Planning
Tax Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
No
Aliases
Janice L Schneider
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/02/2010 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 5% - Fixed Insurance Products & Fixed Annuities. 2. 8/6/2015 - NO BUSINESS NAME - Investment Related - #11 SHAWNEE TRAIL, GRAEAGLE, CA 96103 - REAL ESTATE RENTAL - Started 02/01/2015 - 2 Hours Per Month/0 Hours During Securities Trading - Own a vacation rental in Graeagle, California with husband. 3. 3/10/2020 - JL Schneider & Associates, Inc. - DBA: (FP) JL Schneider & Associates - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started 03/04/2020 - 40 Hours Per Month/5 Hours During Securities Trading - I provide financial planning and consulting services through JL Schneider & Associates, an independent investment advisor firm. I started this business activity in 3/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 1/27/2021 - JL Schneider & Associates - Investment Related - 900 Mendocino Avenue, Santa Rosa, CA 95401 - Real Estate Rental - Started 01/01/2015 - 5 Hours Per Month/0 Hours During Securities Trading - I rent office space as a corporation (JL Schneider & Associates Inc.) at a building that is owned by my husband's and my trust. 5. 2/8/2021 - JL Schneider & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/31/2014 - 8 Hours Per Month During Securities Trading - S Corp. 6. 12/22/2021 - Geissinger Schneider Revocable Trust - Investment Related - 900 Mendocino Avenue, Santa Rosa, CA 95401 - Real Estate Rental - Started 12/15/2021 - 0 Hours Per Month. 7. 01/12/2022 - ATLAS PRIVATE WEALTH ADVISORS, LLC - DBA: (Hybrid) JL Schneider & Associates, Inc. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 12/15/2021 - 40 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Atlas Private Wealth Advisors, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8. 01/12/2022 - Atlas Private Wealth Advisors - DBA: (Hybrid) Atlas Private Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Start Date: 12/28/2021 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through Atlas Private Wealth Advisors, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1981
Experience
Past
January 3, 2022 - September 6, 2024
ATLAS PRIVATE WEALTH ADVISORS
RIA
CRD#: 283744
Santa Rosa, CA
Past
November 17, 2010 - July 1, 2022
J L SCHNEIDER & ASSOCIATES
RIA
CRD#: 155129
SANTA ROSA, CA
Past
November 2, 2010 - April 1, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
SANTA ROSA, CA
Past
November 2, 2010 - May 1, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
SANTA ROSA, CA
Past
July 8, 1997 - November 2, 2010
PROTECTED INVESTORS OF AMERICA
RIA
CRD#: 6082
SANTA ROSA, CA
Past
May 23, 1989 - November 2, 2010
PROTECTED INVESTORS OF AMERICA
BD
CRD#: 6082
SANTA ROSA, CA
Past
April 12, 1989 - May 4, 1989
PROTECTED INVESTORS OF AMERICA
BD
CRD#: 6082
Past
August 19, 1981 - May 4, 1989
AMERICAN INVESTORS COMPANY
BD
CRD#: 38
Past
May 20, 1980 - September 12, 1981
PROTECTED INVESTORS OF AMERICA
BD
CRD#: 6082
Past
October 4, 1978 - January 4, 1980
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
October 4, 1978 - January 4, 1980
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Past
October 4, 1978 - January 4, 1980
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ATLAS PRIVATE WEALTH ADVISORS
ATLAS PRIVATE WEALTH ADVISORS | THE CAPITAL LEGACY, LLC | SHAH WEALTH MANAGEMENT | PAUL CARPENTER CAPITAL ADVISORS | CHAMPION FINANCIAL TEAM | CAPLAN CAPITAL MANAGEMENT | CAPITAL LEGACY | ATLAS PRIVATE WEALTH ALLIANCE | ATLAS PRIVATE WEALTH ADVISORS, LLC
CRD#: 283744 / SEC#: 801-107919
RIA
Registered Investment Advisory firm - (6/13/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 9/26/1978
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
AP
ATLAS PRIVATE WEALTH ADVISORS
ATLAS PRIVATE WEALTH ADVISORS | THE CAPITAL LEGACY, LLC | SHAH WEALTH MANAGEMENT | PAUL CARPENTER CAPITAL ADVISORS | CHAMPION FINANCIAL TEAM | CAPLAN CAPITAL MANAGEMENT | CAPITAL LEGACY | ATLAS PRIVATE WEALTH ALLIANCE | ATLAS PRIVATE WEALTH ADVISORS, LLC
CRD#: 283744 / SEC#: 801-107919
RIA
Registered Investment Advisory firm - (6/13/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
331 Newman Springs Rd. Suite 320, Building 3 2nd Floor, Red Bank, NJ, 07701
Mailing Address
Phone number
(888) 996-2666
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,524 |
| AUM (Assets Under Management) | $ 688,121,996 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
