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Caryl T. Lenahan

Some features on this profile are disabled
CRD#: 857808
CL

Professional summary

Caryl Trewyn Lenahan was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Caryl is a previously registered financial advisor and started their career in finance in 1978. Prior to being barred, Caryl had worked at 9 firms, which includes RESOURCE HORIZONS INVESTMENT ADVISORY INC., RESOURCE HORIZONS GROUP LLC, INVESTORS CAPITAL CORP., CARYL TREWYN LENAHAN, EASTERN POINT ADVISORS INC., SECURIAN FINANCIAL SERVICES INC., ASSOCIATED SECURITIES CORP., CETERA ADVISORS LLC, INTEGRATED RESOURCES EQUITY CORPORATION.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 22, 2010 - December 31, 2010

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

RIA
CRD#: 143384
SARASOTA, FL
Past

January 4, 2010 - December 31, 2010

RESOURCE HORIZONS GROUP LLC

BD
CRD#: 104368
MARIETTA, GA
Past

January 8, 2008 - December 31, 2009

INVESTORS CAPITAL CORP.

RIA
CRD#: 30613
SARASOTA, FL
Past

April 4, 2000 - December 12, 2007

CARYL TREWYN LENAHAN

RIA
CRD#: 144617
SARASOTA, FL
Past

August 23, 1999 - December 31, 2002

EASTERN POINT ADVISORS INC.

RIA
CRD#: 107123
SARASOTA, FL
Past

April 15, 1997 - December 31, 2009

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
SARASOTA, FL
Past

January 20, 1992 - December 31, 1996

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST. PAUL, MN
Past

January 2, 1991 - February 14, 1992

ASSOCIATED SECURITIES CORP.

BD
CRD#: 12969
BOSTON, MA
Past

April 2, 1985 - December 31, 1990

CETERA ADVISORS LLC

BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past

September 29, 1978 - April 15, 1985

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 12/28/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/15/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 62
Date: 6/15/2004
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 1
Date: 9/22/1978
Registered Representative Examination

Current Firm

RH
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
BENEFIT PLANNING | WEALTH ENHANCEMENT & PRESERVATION OF GEORGIA | TRIUMPH ADVISORS | THE DGR GROUP | TGC FINANCIAL ADVISORY GROUP | SUN FINANCIAL SERVICES | SUMMIT FINANCIAL SERVICES | STRATEGIC ASSET ADVISORS | SMARTGROUP HOUSTON | RETIREMENT SOLUTIONS | RETIREMENT ASSET MANAGEMENT | RESOURCE HORIZONS INVESTMENT ADVISORY, INC. | PRM FINANCIAL SERVICES | PARADIGM FINANCIAL GROUP | OAK TREE GROUP | NAVIGATIONAL WEALTH PLANNING | MBA FINANCIAL ADVISORS | MASTERS WEALTH MANAGEMENT GROUP | LIFEPLAN FINANCIAL ADVISORS | LIFE & BENEFIT SERVICES | LCS FINANCIAL GROUP | JFC FINANCIAL SOLUTIONS | INVESTMENT PLANNING SOLUTIONS | INTEGRATED RETIREMENT PLANNING | INNOVATIVE WEALTH MANAGEMENT | HORIZON FINANCIAL CONSULTING | GM FINANCIAL PLANNING | FOCUS FINANCIAL SERVICES | FIRST FINANCIAL RESOURCES | FINANCIAL PARTNERS WEALTH MANAGEMENT | FINANCIAL DESTINY | FEDERAL RETIREMENT ADVISORS | CUMMINGS FINANCIAL SERVICES | BLACK OAK ASSET MANAGEMENT | BENEFIT PLANNING OF CALIFORNIA | BENEFIT PLANNING ADVISORS

CRD#: 143384 / SEC#: 801-68068

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Contact information

Main Address
1350 Church Street, Ext., N.e. 3rd Floor, Marietta, GA 30060
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents

Latest Form ADV

Part 2 Brochures

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

CRD#: 143384

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