George H. Bentley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Henry Bentley was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1978. George had worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2001 - December 31, 2016
BROOKLIGHT PLACE SECURITIES, INC.
June 11, 1997 - January 11, 2001
WALNUT STREET SECURITIES, INC.
April 18, 1997 - June 10, 1997
WALNUT STREET SECURITIES, INC.
April 24, 1985 - June 27, 1988
OSAIC FS, INC.
September 27, 1978 - May 13, 1985
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
September 27, 1978 - May 13, 1985
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 9/19/1978
Registered Representative ExaminationCurrent Firm
BROOKLIGHT PLACE SECURITIES, INC.
CRD#: 15764 / SEC#: 801-61232, 8-32673
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRAC ENTERPRISES LLC | SHAREHOLDER | |
| BROKERS ALLIANCE, INC. | SHAREHOLDER | |
| TRUHLAR, CHARLES ANTHONY | OWNER OF SHAREHOLDER, PRESIDENT, CHIEF COMPLIANCE OFFICER | 4533534 |
Red Flags
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