Michael J. Fee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Fee, who also goes by Michael J Fee, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1978. Michael had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2004 - October 1, 2004
BRILL SECURITIES, INC.
May 15, 2001 - July 27, 2001
ORION FINANCIAL SERVICES, LLC
January 13, 1987 - September 11, 1992
SEI INVESTMENTS DISTRIBUTION CO.
February 1, 1986 - December 17, 1986
GRUNTAL & CO., L.L.C.
October 30, 1985 - December 26, 1985
E. F. HUTTON & COMPANY INC
August 20, 1984 - November 1, 1985
BUTCHER & SINGER INC.
March 23, 1982 - August 13, 1984
LEHMAN BROTHERS INC.
September 23, 1980 - March 26, 1982
ELKINS & CO.
June 12, 1979 - October 19, 1980
CITIGROUP GLOBAL MARKETS INC.
September 26, 1978 - August 10, 1979
LOEB PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BRILL SECURITIES, INC.
CRD#: 18565 / SEC#: 801-61275, 8-36654
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 3 |
Red Flags
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