Amit Kumar Bose
Professional Summary
Amit Kumar Bose, who also goes by Alan Bose, Amit K. Bose, is a registered financial advisor currently at WEALTHNEST CAPITAL INC. located in Staten Island, New York. Amit is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Amit has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Alan Bose, Amit K. Bose
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
MATTHEW CAPITAL MANAGEMENT, INC. | WEALTHNEST CAPITAL INC.
Contact Information
Main Address
1336 Forest Avenue, Staten Island, NY 10302Phone Number
(929) 699-8020# of Employees
2SEC notice filing (3 States and Territories)
Registered to provide investment advisory services in 3 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
131AUM (Assets Under Management)
$34,889,134Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
MATTHEW CAPITAL MANAGEMENT, INC. | WEALTHNEST CAPITAL INC.
State Registrations and Notice Filings
(4/17/2023)
(4/11/2023)
(10/28/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Amit Kumar Bose's CRS (Customer Relationship Summary).
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